- American Express (Charlotte, NC)
- …and exams. Successful execution of these responsibilities will help to strengthen ECM's risk and control environment. The Regulatory & Audit Exam team will ... first line via the AENB COO Office's Strategic Planning, Control Management, Program Management and Governance functions. The **Enterprise...be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Group Risk Analyst, RCSA ... and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- American Express (Apex, NC)
- …the E2E execution of a multi-phase x-functional integration journey focused on the risk and control management framework. It will involve extensive collaboration ... and communications to shape the future vision of GCS risk and control management protocols + Develop...with an ability to interact and obtain buy-in from senior BU/tech counterparts + Expertise in process governance, with… more
- TD Bank (Charlotte, NC)
- …Reviews, providing recommendations and guidance as required + Maintains a culture of risk management and control , supported by effective processes in alignment ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Specialist role… more
- TD Bank (Charlotte, NC)
- …for further investigation and SAR consideration, if warranted. The Financial Crime Risk Senior Investigator conducts end to end investigations of various ... and results of analysis to inform decision making at senior levels + Builds stakeholder alignment in leading projects...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- TD Bank (Charlotte, NC)
- …appropriate levels and relevant stakeholders where required + Maintains a culture of risk management and control , supported by effective processes and sound ... Strategy & Support **Job Description:** The 'Business Mgmt Specialist (US) - Risk Profiles' is responsible for performing and documenting independent risk … more
- US Bank (Charlotte, NC)
- …Establish robust monitoring mechanisms to track risk exposure and control effectiveness. Generate insightful reports for senior management, committees and ... such as new vendors, systems, products and segments, by advising on fiduciary risk , informing procedure and control design, participating in Steering Committees,… more
- Bank of America (Charlotte, NC)
- …and solutions + Identifies and recommends opportunities for process improvement and risk mitigation to senior management + The Business Controls organization ... within Wealth Management Operations (WMO) provides horizontal risk and control governance oversight for WMO, inclusive of regulatory exams, inquiries, audits, … more
- Huntington National Bank (Charlotte, NC)
- Description Huntington National Bank is seeking a Credit Risk and Analytics Senior Manager within the Credit Administration function (Second Line of Defense). ... models used in portfolio acquisitions or FinTech programs + Collaborate with Model Risk Management and Audit on control compliance and validation schedules… more
- First Horizon Bank (Charlotte, NC)
- … management; + provide critical assurance and advisory services on the governance, risk management, and control frameworks surrounding Treasury and Financial ... completing audit engagement assignments with minimal supervision. The Audit Sr . Advisor is expected to: + understand and identify...Federal Reserve, OCC, and FDIC. Proven ability to assess risk and control environments within a complex… more