- Citigroup (New York, NY)
- …management of CIM portfolios under the guidance of the team's senior portfolio manager(s). **Responsibilities:** + Daily portfolio management of model/custom ... accounts under the guidance of senior portfolio managers + Contribution to overall investment strategy, design, and implementation of portfolio and risk … more
- TD Bank (New York, NY)
- …regulatory requirements and manage regulatory compliance risk and conduct risk ;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides ... activities of Wealth Banking.** **In this position, the Compliance Specialist will be supporting the Wealth Banking, TD Wealth...the assigned portfolio in terms of financial, regulatory and risk management requirements + Interacts with control … more
- TD Bank (New York, NY)
- …expertise in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- TD Bank (New York, NY)
- …specialized knowledge at the enterprise, business, regulatory and industry levels + Senior specialist providing advisory services to executives, business segment ... risk management and strong financial performance. The Lockbox Senior Product Manager will also play a key role...Industry Codes of Conduct + Maintains a culture of risk management and control , supported by effective… more
- TD Bank (New York, NY)
- …expertise in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and ... of compliance that will cascade throughout the organization. The Senior Compliance Business Manager will serve as a key...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- M&T Bank (Williamsville, NY)
- …+ Aid with expansion of departmental instructional manual/materials. + Serve as senior member of staff to support Team Lead in answering questions, briefing ... in positions Annual Performance Objectives. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and… more
- M&T Bank (Getzville, NY)
- …(CAM) pertaining to residential property in which the bank has an interest, to avoid risk of loss to the bank or its investors and work with in house counsel ... engaged to represent M&T. + Request checks for disbursement of bid deposit, senior lien payoff and settlements. + Adhere to applicable compliance/operational risk… more
- TD Bank (New York, NY)
- …expertise in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and ... to generate risk measurement information used Liquidity Risk Management + Subject matter specialist who...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- TD Bank (New York, NY)
- … risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & Control require sufficient expertise ... and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager, Governance and Control , the Manager supports Change… more
- University of Rochester (Rochester, NY)
- …as appropriate. + Creates and delivers presentations for faculty, students, staff, senior leadership, and board of trustees' members as appropriate. + Identifies, ... leaders throughout project planning and delivery to minimize overall project risk and ensure collaboration and transparency. + Facilitates remediation and resolution… more