- JPMorgan Chase (New York, NY)
- Become a key member in a global team focused on strengthening operational resilience. Global Human Resources (HR) Business Resiliency's mission is to ... the event of any disruption. As a Business Resiliency Manager in the HR Business Resiliency team, you will...Resiliency team, you will report to the Head of Global HR Business Resiliency and provide guidance and governance… more
- TD Bank (New York, NY)
- …relative to the specific area of functional expertise as authorized by the manager ** **Escalates non-standard or high risk transactions or other activities as ... products, operating workflow, additional services/applications or operational efficiencies for Global Business Services** **Identifies, documents, investigates and resolves service… more
- TD Bank (New York, NY)
- …and is implementing new enhancements to existing programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk . ... on regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Assist in the development, design, and execution… more
- TD Bank (New York, NY)
- …of US policies and procedures for Core Compliance functions and liaise with the global policies team on behalf of the US. + Assist in the ongoing enhancement ... of other firms + Conducts/oversees complex analysis and develop recommendations for business/ senior management based on findings + Interprets the impact and advise… more
- TD Bank (New York, NY)
- …+ Designs, plans, and executes the Audit Plan for TD Securities US and Global Finance + Leads the broader divisional mandate to strengthen the control culture across ... key talent, fostering a positive and engaging work environment + Delivers a risk -based Audit Plan consistently throughout the year + Ensures audit work meets… more
- Citigroup (New York, NY)
- …Serves as a mentor for junior teammates, may serve as "deputy" to Group Manager + Appropriately assess risk when business decisions are made, demonstrating ... by taking ownership of cross-regional and cross-functional issues, navigating the global organization, and mobilizing the appropriate resources to ensure a timely… more
- TD Bank (New York, NY)
- …compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Acts as a technical expert / lead integrating ... and maintain contacts with market participants + Demonstrates governance, control, and risk management behaviors in alignment with TD policies and practices +… more
- New York State Civil Service (Albany, NY)
- …New York through responsible innovation; and preserving the stability of the global financial system.The Department of Financial Services is seeking candidates for ... Secrecy Act/Anti-Money Laundering, systems and technology, loss mitigation etc.);* Prepares the risk assessment, risk matrix, staff utilization schedule, and the… more
- Neuberger Berman (New York, NY)
- …Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm manages $515 billion ... In addition, this role will provide a high level of direct interaction with senior personnel on both the investment and non-investment teams of the firm. The role's… more
- BlackRock (New York, NY)
- …guidelines and quickly raise and resolve potential issues. Monitor Corporate Actions Manager dashboard and process corporate action elections for team in timely ... Develop analytics, reports, tools and framework to assist in better security risk monitoring and performance attribution that can be shared with broader investment… more