- MUFG (New York, NY)
- …adequate to address the issues. **RESPONSIBILITIES** + Work with Business Unit Risk Managers' (BURMs') teams to identify potential issues and participate in issue ... are understood across all Lines of Defense (LoDs) and risk treatment is properly identified. + Review issue intake...of Defense (SLoD), Third Line of Defense (TLoD), or regulatory authority, and identify required resources for remediation. +… more
- BMO Financial Group (New York, NY)
- …Bank's ability to monitor regulatory compliance programs. + Advises and influences senior leaders on managing regulatory risk associated related to ... protocols for functional area of responsibility. + Coordinates and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- University of Rochester (Rochester, NY)
- …orientation and training of new clinic research nurses and nursepractitioners Assists Sr . Coordinator/ Manager with training staff on new protocols and procedures ... Perform a health history, including sexual history and behavioral risk assessment Targeted physical examination Assess clients┐ suitability for active… more
- PNC (New York, NY)
- …and/or broader levels of risk management. Mitigates different types of risk , such as regulatory , reputational, operational, credit and human capital risks. ... problem solving and may have exception authority. Communicates with senior leadership regarding risk /return. + Manages effective...has fundamental expectations of our people managers. As a manager of talent in PNC, you will be expected… more
- Citigroup (New York, NY)
- …institutional guidelines. + Prepare drafts of credit approval memos for review by senior Underwriters and submit for approval by Risk constituents via internal ... deal post-closing amendment, consent and waiver requests. + Coordinate with the Audit manager and senior Underwriters on audit related matters (eg, scope… more
- S&P Global (New York, NY)
- …Required Qualifications:** + 8+ years of relevant experience in financial services, regulatory consulting. + Experienced in compliance, risk , and financial ... Team** We are seeking a motivated professional to join the Ratings Compliance & Risk team as a Compliance Operations & Training Lead. This role focuses on designing,… more
- M&T Bank (Buffalo, NY)
- …banking technologies, driving technology strategy, digital transformation, change management and risk & regulatory governance to ensure scalable growth, ... in alignment with the bank's broader digital transformation objectives + Work with senior management in and outside of Technology to support the delivery of complex… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... during which they gain exposure to key executives and senior bankers. The Associate provides these services as part...the M&A product suit + Receive direction from a manager and exercise independent judgment while developing an understanding… more
- MTA (New York, NY)
- …complex program with highly skilled staff, contracts, and processes associated with risk management that are essential to maintaining electronic and physical safety ... responsible for managing and developing staff, technology, and processes to reduce risk with the evolving cyber threat landscape and changing technology portfolio.… more
- MTA (New York, NY)
- …Manhattan's Central Business District Congestion Relief Zone. Reporting directly to the Senior Vice President of Environmental, Safety and Health, the Vice President ... of Environmental Compliance is a senior -level position within the Environmental, Health & Safety department,...tolling and infrastructure industry partners, and federal and state regulatory entities. In the absence of the COO, COS,… more
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