- City National Bank (Charlotte, NC)
- … risk management, model risk management, business continuity, fraud risk management, and associated regulations, guidance, and regulatory expectations * ... role is responsible for (i) with the guidance of Manager Control Testing/Reporting, responsible for building sustainable processes with...of CNB's first line Key Controls to mitigate key risk exposures related to regulatory requirements and… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Citizens (Charlotte, NC)
- …risk administration with particular emphasis on financial analysis/modeling, risk evaluation, ongoing portfolio maintenance activities, regulatory compliance, ... of clients/credits included in the portfolio when interacting with peers, Relationship Manager , team leader, and senior managers across departments/work teams. +… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... are seeking a detail-oriented professional with hands-on experience in regulatory reporting, specifically with **CAT** and **CAIS** , to...corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design,… more
- CenterWell (Raleigh, NC)
- …responsible for the medical direction, clinical oversight, and advancement of CenterWell Senior Primary Care's (and Conviva Senior Primary Care's) Home-Based ... Care portfolio, serving the highest-need and most complex senior patients. This role will lead clinical strategy, quality improvement, and care delivery innovation… more
- Truist (Charlotte, NC)
- …2. Prior experience working for a large, SEC-registered financial institution or senior manager -level public accountant with extensive bank experience **General ... complex accounting and financial reporting issues to the Finance organization and other senior leaders. Following is a summary of the essential functions for this… more
- Bank of America (Charlotte, NC)
- …Key responsibilities include focusing on but not limited to credit, market, and reputational risk ; as well as adherence or monitoring of credit risk policies, ... (TOH) and Line of Business (LOB) specific reports or regulatory related reporting. **Responsibilities:** + Sets or supports the...or supports the oversight of the ongoing management of risk parameters and guardrails for credit risk … more
- TD Bank (Charlotte, NC)
- …portfolio of governance and control activities for moderately complex or high- risk business or functional area and implements policies/processes and/or initiatives ... meet governance and control guidelines. This role supports quality control and regulatory testing for the following US Treasury businesses: US Liquidity Management,… more
- TD Bank (Charlotte, NC)
- …+ Demonstrated maturity and professionalism with proven ability to liaise with senior manager and executive audiences + Superior relationship management skills, ... partners, executive leadership, and external regulators + Collaborates with Finance, Risk Management, Business Partners, and Regulatory Teams to support… more
- TD Bank (Charlotte, NC)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...identified in data integrity reviews which are provided to Senior Management across Business and Compliance Teams. Additionally, you… more