- Citigroup (Getzville, NY)
- …such as those mentioned above along with exposure to Basel III capital regulations, GAAP/ SEC Reporting and stress testing frameworks like CCAR. + Able to ... reporting related regulations including Dodd Frank Title VII (CFTC/ SEC ), and Canada. The team is responsible for the...solutions + Significant interaction with a wide range of senior bank and risk management colleagues, as well as… more
- Evolent (Albany, NY)
- …Evolent for the mission. Stay for the culture. **What You'll Be Doing:** ** Senior Analyst , Healthcare Analytics Consultant** The Client Analytics team provides a ... the impact of our specialty programs and administrative platform. **Role Overview** The Senior Analyst role on Client Analytics will support both internal teams… more
- M&T Bank (Buffalo, NY)
- …reconciliations and reports for the Corporation, which could include bank regulatory reports, SEC reporting , reports to shareholders and the Board of Directors, ... prepare/analyze financial, tax and/or regulatory information to provide to senior management, regulators, internal/external audit and other interested parties;… more
- Citigroup (Getzville, NY)
- The Sec & Derivatives Sr Analyst is an intermediate level position responsible for processing orders and transactions originating from trading desks and ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years of… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as a Business Analyst IT for Compliance Technology! In this role you will bridge business needs and IT solutions within the compliance field. This role ... developing and enhancing compliance systems such as case management, regulatory reporting , and surveillance tools. The ideal candidate will identify process… more
- Citigroup (Getzville, NY)
- The Sec & Derivatives Lead Analyst is a senior level position responsible for product management in the FX and Treasury Operations teams. ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **_Qualifications:_** + 6-10 years of… more
- Capital One (New York, NY)
- …Product, Commercial Bank Capital Markets **Capital Markets | Head of Product | Senior Director** The Capital Markets Group is a high growth business within Capital ... trades and transactions in a well-managed and compliant manner. Reporting to Chief Product Officer of the Commercial Bank...of regulatory requirements relevant to the bank's Broker Dealer ( SEC / FINRA) and Swap Dealer (CFTC / NFA)… more
- TD Bank (New York, NY)
- …surveillance data-quality issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: ... strategic guidance and independent oversight of the surveillance output and analyst dispositions of alerts, and suggested enhancements to the program. Through… more