• Compliance Analyst

    Guardian Life (New York, NY)
    …and verbal communication skills with comfort making presentations in various settings. ** Reporting Relationships** As our Compliance Analyst , you will report to ... want to be part of a collaborative Compliance Legal Team? The Compliance Analyst , Park Avenue Securities (PAS), and Park Avenue Investment Advisory (PAA), works as… more
    Guardian Life (08/27/25)
    - Related Jobs

  • Securities and Derivatives Lead Analyst…

    Citigroup (Getzville, NY)
    The Sec & Derivatives Lead Analyst is a senior level position responsible for processing orders and transactions originating from trading desks and branch ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10 years of… more
    Citigroup (09/04/25)
    - Related Jobs

  • Senior Director, Head Exec Comp, Equity…

    NBC Universal (New York, NY)
    …2025, subject to the satisfaction of customary conditions. Position Summary: The Senior Director, Head Exec Comp, Equity & Mobility leads Versant's executive and ... structures + Partner with Finance and HR Ops to ensure proper tracking, reporting , and administration of equity plans + Maintain equity policies, LTI eligibility… more
    NBC Universal (09/13/25)
    - Related Jobs

  • Head of Product, Commercial Bank Capital Markets

    Capital One (New York, NY)
    …Product, Commercial Bank Capital Markets **Capital Markets | Head of Product | Senior Director** The Capital Markets Group is a high growth business within Capital ... trades and transactions in a well-managed and compliant manner. Reporting to Chief Product Officer of the Commercial Bank...of regulatory requirements relevant to the bank's Broker Dealer ( SEC / FINRA) and Swap Dealer (CFTC / NFA)… more
    Capital One (08/29/25)
    - Related Jobs

  • Management Development Program - Controller's…

    M&T Bank (Buffalo, NY)
    …The Financial Reporting team within the Controller's department is responsible for SEC and Subsidiary reporting as well as the monthly financial close ... data visualization or data querying tools (eg, Tableau, SQL) + Familiarity with SEC and bank regulatory reporting + Understanding of internal control frameworks… more
    M&T Bank (09/06/25)
    - Related Jobs

  • Director, Media Relations

    NBC Universal (New York, NY)
    … coverage, peer communications, and media sentiment; synthesize insights into actionable reporting for senior leadership. QUALIFICATIONS + 8-10 years experience ... execution of communications strategies to enhance VERSANT's visibility with financial stakeholders. Reporting to the VP of Media Relations, the Director will manage… more
    NBC Universal (09/27/25)
    - Related Jobs

  • Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …surveillance data-quality issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: ... strategic guidance and independent oversight of the surveillance output and analyst dispositions of alerts, and suggested enhancements to the program. Through… more
    TD Bank (09/21/25)
    - Related Jobs