- TD Bank (New York, NY)
- …report on the status of the Compliance program + Represents CGO as a specialist on internal or external committees as well as on enterprise-wide Regulatory ... to detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. **Job Summary:** The Compliance Governance… more
- TD Bank (New York, NY)
- …report on the status of the Compliance program + Represents CGO as a specialist on internal or external committees as well as on enterprise-wide Regulatory ... Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for… more
- TD Bank (New York, NY)
- …report on the status of the Compliance program + Represents CGO as a specialist on internal or external committees as well as on enterprise-wide Regulatory ... new industry standards. **U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation… more
- Fedcap (New York, NY)
- …Administrative Specialist to support the Manager of Operations and Senior Director. This position is vital to the effective operation of Wildcat-managed ... Position Title: Administrative Specialist Department: Wildcat Operations Reports To: Manager of Operations FLSA Status: Non-Exempt Classification: Full-Time… more
- Raymond James Financial, Inc. (New York, NY)
- …barriers, as well as related issues. May include such responsibilities as supporting internal customers or helping senior colleagues manage internal client ... the business. Develop and amend investment models to provide input to senior colleagues and/or help manage assigned portfolios. Assign short-term work schedules to… more
- Raymond James Financial, Inc. (New York, NY)
- …significant aspects of internal communications with guidance from senior colleagues. Provide specialist advice on the interpretation and application of ... content to match the needs and expectations of each audience. Manage relationships with internal clients and act as a business partner to them, building high levels… more
- Raymond James Financial, Inc. (New York, NY)
- …barriers, as well as related issues. May include such responsibilities as supporting internal customers or helping senior colleagues manage internal client ... financial practice. Develop and amend investment models to provide input to senior colleagues and/or help manage assigned portfolios. Advise managers how to apply… more
- Diageo (NY)
- …to mitigate risks. **Top Accountabilities** Functional: + Influence and advise senior partners to maintain a strong tone-at-the-top, and reinforce accountability and ... consequences) and conduct a 'root cause analysis' to inform 'lessons learned' communications / engagement as needed. + Facilitate risk management activities such as… more
- TD Bank (New York, NY)
- …analysis and support for key business areas/portfolios as assigned. Proactively manages senior relationships in order to provide seasoned and deep business insights, ... parties + Serves as a source of advice to senior management in field of specialty; may lead team(s)...of complex projects and initiatives requiring seasoned business partner specialist knowledge and/or the integration of cross functional processes… more
- TD Bank (New York, NY)
- …of expertise in their complex field and knowledge of broader related areas + Senior specialist providing advisory support within area of domain expertise to ... initiatives and a variety of complex projects and initiatives requiring seasoned specialist knowledge and/or the integration of cross functional processes within own… more