- JPMorgan Chase (Pittsford, NY)
- Join JPMorgan Chase & Co., a global leader in financial services with assets of $2.6 trillion, and be part of a team that makes a real difference every day. As a ... hedge funds, and more. With a commitment to customer service , you'll help shape the future for our clients...in ensuring high-quality work and adapting to the changing regulatory environment. Your efforts will help us identify trends… more
- TD Bank (New York, NY)
- …and advise senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail, solid judgment, and the ... Focuses on short to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education & Experience:** + Bachelors… more
- Citigroup (New York, NY)
- …as a trusted partner to our clients and by responsibly providing financial services to enable growth and economic progress. **Responsibilities:** + Work closely with ... Sales, Traders, Business Managers to identify Market Trends, Regulatory Landscape, create a product vision roadmap for supporting them in Citi Applications and… more
- BlackRock (New York, NY)
- …matters, including but not limited to latest market practice, regulatory changes, proxy changes/enhancements. + Co-Lead planning, preparation, and distribution ... Development & Compensation Committee of the Board of Directors + Help prepare relevant regulatory filings such as the CD&A section of the proxy statement. + Gather… more
- MUFG (New York, NY)
- …management, expense allocation, and invoices reconciliation. Overseeing Market Data Services : + Updating/maintaining inventory (updating service allocations) + ... day-to-day administrative inquiries from internal business units and our senior management, including but not limited to; entitlement requests, moves/adds/changes… more
- The Estee Lauder Companies (New York, NY)
- …of our employees, assets, and operations across multiple regions. This senior leadership role will focus on developing and implementing comprehensive security ... procedures, and programs, ensuring adherence to industry standards and regulatory guidelines + Develop and implement visitor management, ID/access credentialing,… more
- JPMorgan Chase (New York, NY)
- …Global Credit business. Your role will involve daily interactions with senior -level business decision-makers and corporate functions in a dynamic, fast-paced ... advice and challenge to business management and staff on regulatory and compliance issues + Conduct "second line" monitoring...experience + 5+ years of relevant experience in financial services compliance + Knowledge of SEC, FINRA, OCC and… more
- Citigroup (Getzville, NY)
- …Risk organization with a focus on governance, control effectiveness, regulatory engagement, risk communications, and financial performance including resource ... and analysis, resilience, and overall business office management. The Business Office senior analyst is a strategic professional who drives the Independent Risk… more
- SMBC (New York, NY)
- …a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more
- MUFG (New York, NY)
- …and insights to enable business results + Provide data-driven and solutions-oriented services to clients to enable them to make well-informed decisions and enhance ... and skilled Global HR Solutions workforce to optimize GHR service delivery and results + Provide HR colleagues with...ways of working + Prepare and present reports to senior leadership on the progress and impact of process… more