- First Horizon Bank (Charlotte, NC)
- …senior internal auditor with a deep understanding of banking and financial risk management; + provide critical assurance and advisory services on the governance, ... understand and identify the full range of risks related to processes, regulatory compliance, organization, policy, and technology; + evaluate control design adequacy… more
- City National Bank (Charlotte, NC)
- …activities. * Minimum 1 year of experience conducting internal audits within financial institutions. * CRCM-Certified Regulatory Compliance Manager (preferred) * ... a key role responsible for leading and contributing to compliance audits and regulatory and non- regulatory issue validation. This individual will lead and… more
- Capital One (Charlotte, NC)
- …with privacy compliance in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA) or Certified ... audit projects to management (written reports/oral presentations). + Manage staff during audit engagements and provide feedback on work...believer that data will only make you a better Auditor . This part will require looking at some data,… more
- Coinbase (Charlotte, NC)
- …etc.) or comprehensive working knowledge of the Chartered Institute of Internal Auditor practice. * Understanding of international regulatory requirements as it ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...audit function. * In depth understanding of local global regulatory requirements as it pertains to information technology, security… more
- TD Bank (Charlotte, NC)
- …based on established audit plans in alignment with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The US ... aligned with management expectations and executed timely. This role will mentor staff auditors, manage relationships with senior management, and contribute to the… more
- Truist (Charlotte, NC)
- …quality and completeness as it impacts critical various of data outputs ( Regulatory Reporting and beyond). Develop, implement, and deliver an independent assessment ... processes, extract, transform and load (ETL) data warehouse processes and certain regulatory and external reporting processes. Identify, sample, test and report on… more
- TD Bank (Charlotte, NC)
- …of Business:** Audit **Job Description:** The Audit Manager I - US Non- Financial Risk Management (NFRM) is responsible for executing and leading audit engagements ... based on established audit plans in alignment with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The Audit… more
- US Bank (Charlotte, NC)
- …public affairs and communications. + Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...or as part of a team. As the lead auditor , the APM helps influence engagement scope with support… more
- Corning Incorporated (Winston Salem, NC)
- …with all customer expectations, corporate requirements, industry specific standards, regulatory and statutory requirements + Champion the Product Quality ... of changes to existing products and processes where form, fit, function, or regulatory compliance is potentially impacted + Ensure that suppliers provide the highest… more
- TD Bank (Charlotte, NC)
- …related processes. The Audit Manager II will lead or serve as Auditor -In-Charge on complex audit engagements and provide day-to-day leadership, coaching, and ... main function of the Audit Manager II - US Non- Financial Risk Management (NFRM) is to oversee testing of...risk mitigation strategies are robust, effective, and aligned with regulatory standards. **Depth & Scope:** + Contributes to the… more