• Vice President Municipal Bond Operations

    TD Bank (New York, NY)
    …clients access to a premier US equities business and highly-diverse equity research franchise , while growing our strong, diversified investment bank. We are ... TDS will provide operational support & leadership for Fixed Income , Money Market, Syndicate New Issuance in Capital Markets...veteran or any other characteristic protected under applicable federal, state , or local law. If you are an applicant… more
    TD Bank (08/14/25)
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  • Senior Compliance Officer - US Markets Compliance…

    TD Bank (New York, NY)
    …clients access to a premier US equities business and highly-diverse equity research franchise , while growing our strong, diversified investment bank. We are ... the markets advisory team with focus on the fixed income and municipal finance sales and trading business lines...external audits and inspections. + Interact with federal and state regulators. + Experience with drafting and revising compliance… more
    TD Bank (06/07/25)
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  • Trade Surveillance Associate (Compliance)

    TD Bank (New York, NY)
    …clients access to a premier US equities business and highly-diverse equity research franchise , while growing our strong, diversified investment bank. We are ... 3-5 years of experience in surveillance of either Fixed Income Products, Foreign Exchange and Commodities, Equities Options and...veteran or any other characteristic protected under applicable federal, state , or local law. If you are an applicant… more
    TD Bank (08/08/25)
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  • Manager, Compliance - Trade Surveillance

    TD Bank (New York, NY)
    …clients access to a premier US equities business and highly-diverse equity research franchise , while growing our strong, diversified investment bank. We are ... President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and Commodities, Equities Options and Futures. The… more
    TD Bank (07/10/25)
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  • Manager, Trade Surveillance - Quality Assurance

    TD Bank (New York, NY)
    …clients access to a premier US equities business and highly-diverse equity research franchise , while growing our strong, diversified investment bank. We are ... + Conduct regular reviews of surveillance alerts across FX, Fixed Income , Commodities, Exchange-Traded Products, and Electronic Communications surveillance alerts. +… more
    TD Bank (05/22/25)
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