- CRC Insurance Services, Inc. (NC)
- …Monitor accounts to ensure compliance with the firm's policies and procedures. 6. Assist broker to meet or exceed production goals as assigned by CRC. 7. Maintain ... current knowledge of the insurance industry and sales ideas through regular attendance at workshops, seminars, literature...and more. Eligible positions may also qualify for restricted stock units and/or a deferred compensation plan. **_CRC Group… more
- US Foods (Charlotte, NC)
- …Join Our Community of Food People! BASIC PURPOSE Supports division sales by addressing and resolving Territory Manager (TM), District Sales ... tools. Primary liaison between Area or Distribution Centers (DCs) Sales , Buyers, and Category Management as it relates to...DAY ONE:** medical, dental, vision, 401(k) Plan and Employee Stock Purchase Plan (ESPP) life insurance and paid parental… more
- AON (Charlotte, NC)
- …will help Account Executives marshal appropriate Aon resources to support retention and sales efforts and to assist clients. + Drives and monitors the implementation ... key elements of the renewal process. + Teaming with Sales & Marketing, drives Account Executive efforts on new...with Risk and Insurance Management/ Business related curriculum preferred Broker License CPCU, CIC or ARM preferred How we… more
- Truist (Charlotte, NC)
- …supervisory functions that are routinely associated with those of a retail broker /dealer. **Essential Duties and Responsibilities** Following is a summary of the ... activities may change from time to time. + Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and… more
- M/I Homes (Charlotte, NC)
- …Raleigh, San Antonio, Sarasota, and Tampa. Job Summary: Makes new home sales by demonstrating product features, designs, and benefits to potential homebuyers. ... Utilizes sales and marketing techniques, Company guidelines, and knowledge of...local licenses (eg, contractor's license, real estate salesperson and/or broker license, etc.) for the mutual benefit of the… more
- PNC (NC)
- …Compliance Program Advisor should have the following: * Capital Markets and or Broker Dealer experience * FINRA regulatory licenses (series 24 or 53) are preferred ... business line - Designing and implementing compliance monitoring activities over sales and trading practices. - Leading the communication and socialization of… more
- PNC (Charlotte, NC)
- …Wealth Management you will be a part of one of the fastest growing bank broker -dealers. You may be based in Austin, Dallas, Fort Worth, Houston, or San Antonio, TX, ... and insurance book of business. Owns the client experience, efficiently handling sales and service, identifying sales and/or executing opportunities and making… more
- Wells Fargo (Charlotte, NC)
- …capital markets and advisory solutions, including a full complement of sales , trading and research capabilities, to corporate, government and institutional clients. ... disqualification are not eligible to be associated with a FINRA-registered broker -dealer. Successful candidates must also meet and comply with ongoing regulatory… more
- Truist (Nashville, NC)
- …supervisory functions that are routinely associated with those of a retail broker /dealer and RIA supervising principal in the securities industry. The supervisory ... money movement request and trade corrections + Partner with sales management to enforce firm and regulatory policies +...be eligible for Truist's defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you… more