- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... in line with below responsibilities: + Provide Compliance Advisory services to broker -dealer business lines. + Complete or assist in completing broker -dealer… more
- AON (New York, NY)
- Senior Private Equity Broker , Middle Market As part of an industry-leading team, you will help empower results for our clients by delivering innovative and ... is governed by the applicable plan documents and policies. #LI-CC1 #LI-HYBRID 2563497 Senior Private Equity Broker , Middle Market As part of an industry-leading… more
- AON (New York, NY)
- Excess Casualty Broker III Aon is looking for a Senior Broker for the Excess Casualty Team in New York. How would you like to be a part of an ... and shape the future of our business. As a senior broker , you'll mentor top talent, build...a 401(k) savings plan with employer contributions; an employee stock purchase plan; consideration for long-term incentive awards at… more
- AON (New York, NY)
- Broker II - Marine Hull & Liability As part of an industry-leading team, you will help empower results for our clients by delivering innovative and effective ... Commercial Risk Solutions in New York City. As a Broker , you will report directly to the National Hull...and executing large projects/ programs. + Frequently interacts with senior level colleagues and clients, normally involving matters between… more
- SMBC (New York, NY)
- …in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico, ... and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the...or processes under the oversight of one or more senior team members. Incumbents are typically developing subject matter… more
- MUFG (New York, NY)
- …provide more details. **Summary:** We are seeking a highly experienced and skilled Senior Trade Support Specialist to join our team. This role provides advanced ... securities processing, vendor management, and settlement processes within the broker -dealer environment. The ideal candidate will possess a comprehensive… more
- CVS Health (Albany, NY)
- …health care through innovation, collaboration, and customer-centric solutions. As a ** Senior Manager, Marketing Communications** you will lead the development of ... and sales enablement initiatives. **Producer Engagement** + Create materials for broker meetings such as Producer COE sessions, leadership roundtables, and other… more
- CVS Health (Albany, NY)
- …do it all with heart, each and every day. Aetna is recruiting for a Senior Manager, Strategic Planning in a newly, created role that is responsible for driving ... an impact by + Supporting key internal sales and external broker /consultant relationships. + Implementing processes for the organization's Sales Enablement area,… more
- US Bank (New York, NY)
- …support functions, such as Risk, Compliance and Regulatory Services + Work with senior leadership within the business line and advises on regulatory and risk ... supporting capital markets products + Experience with securities laws and broker -dealer regulatory matters + Experience with corporate finance, in particular the… more
- OTC Markets Group Inc (New York, NY)
- OTC Markets Group Inc VP, Senior Investor Relations Success Manager - Corporate Services OTC Markets Group - New York, NY - Full Time OTC Markets Group Inc., ... of premier US financial marketplaces, is seeking a VP, Senior Investor Relations Success Manager to join our Corporate...Generous Paid Parental Leave Program + Annual bonus and Stock Incentive Program + 401(K) Plan - Retirement +… more