- SMBC (Charlotte, NC)
- …in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico, ... data. This role will support both SMBC Nikko Securities America, Inc. ( Broker -Dealer) and SMBC Capital Markets, Inc. (Swap Dealer). **Responsibilities:** + **I**… more
- US Bank (Charlotte, NC)
- …supporting capital markets products + Experience with securities laws and broker -dealer regulatory matters + Experience with corporate finance, in particular the ... regulatory authorities, especially the SEC and FINRA + Experience with broker -dealer corporate governance + Familiarity and experience with relevant trade groups… more
- Truist (Charlotte, NC)
- …supervisory functions that are routinely associated with those of a retail broker /dealer. Actively engage field associates and serve as a dedicated resource for ... timely field responses in a coordinated manner. + Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and… more
- CVS Health (Raleigh, NC)
- …customers and accounts. + Balance deposits in the accounting system . + Follow systems of checks and balances. + Allocate broker commissions for payment. + ... internal and external customer calls. + Update customer-related information in accounting system . + Identify and resolve problems in timely manner. + Follow up… more
- Curtiss-Wright Corporation (Shelby, NC)
- …sale of the organization's products and services to commercial aircraft operator, broker /dealer and military prime contractor account. You will manage the complete ... Referral Program **I** Competitive Pay **I** Recognition **I** Employee Stock Purchase Plan (https://curtisswright.com/investor-relations/overview/default.aspx) **I** Inclusive & Supportive Culture… more
- US Foods (Zebulon, NC)
- …requests in a timely manner, utilizing detailed knowledge of US Foods products, systems and tools. Primary liaison between PSSA, RSC and Category Management as it ... PSSA + Become subject matter expert in US Foods systems and tools to quickly and accurately answer inquiries...communicates and disseminate direction to appropriate parties. + Develop broker and vendor contacts along with using internal resource… more
- Truist (Charlotte, NC)
- …as well as industry and bank issues, to effectively match them. 3. Broker and direct the design, engineering, implementation, and support of application software ... 8. Manage the life cycle of existing application software systems (and monitor the need for new capabilities) to...be eligible for Truist's defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you… more
- Paylocity (Charlotte, NC)
- …complete and obtain documentation required for clients to move to Paylocity system . + Work directly with internal departments to ensure smooth transition for ... other sources. + Build and maintain relationships within the Broker channel as well as other referral sources +...for our variable commission plan, annual bonus, and restricted stock until grant based on individual performance in addition… more
- M/I Homes (Charlotte, NC)
- …stakeholders. + Optimizes information flow by consistently and correctly utilizing Company systems which include but are not limited to CFT(Pivotal) and electronic ... appropriate state or local licenses (eg, contractor's license, real estate salesperson and/or broker license, etc.) for the mutual benefit of the employee and the… more
- Truist (Charlotte, NC)
- …and managerial functions that are routinely associated with those of a retail broker /dealer. **Essential Duties and Responsibilities** + Manage a team of 4 - 10 ... in meetings and calls, representing the Supervision Team when discussing Policies, Products, Systems , and other items that impact the department and our processes. +… more
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