• Senior Advisor, PCG Branch Exams

    Raymond James Financial, Inc. (FL)
    …Abilities** **Advanced knowledge of:** + Concepts, practices, and procedures of the securities industry, broker/dealer compliance and/or branch exams + Rules and ... and skills obtained through experience, specialized training and/or certification in securities industry to conduct onsite* branch examinations of retail brokerage… more
    Raymond James Financial, Inc. (04/02/25)
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