- TD Bank (New York, NY)
- …**Line of Business:** TD Wealth **Job Description:** Primary areas of focus include support for a full-service brokerage offering to including but not limited to ... ensure revenue and volume targets are met.is expected to support the development and execution for both strategic and...Language:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements… more
- New York Edge (Bronx, NY)
- …role of Family Development Coach (FDC) in our High School Youth: Educational Support program area. The FDC will develop a partnership between student participants ... will focus on changing behaviors rather than "fixing problems," and will support participants in identifying and developing their strengths. The FDC will coordinate… more
- Heritage Christian Services (Amherst, NY)
- …self-directed services. To act as a resource for individuals, their families, and support staff in creating and maintaining a way of life that fosters self-reliance, ... encourages growth and maximizes interdependence. To support the mission, vision, and values of Heritage Christian...the FI Coordinator responsibilities. + To maintain a small broker caseload in accordance with the brokerage MOU. +… more
- JPMorgan Chase (New York, NY)
- …Sales Middle Office. This role will provide comprehensive trading and sales support , ensuring accurate and timely trade capture across all credit products, including ... trades. The successful candidate will oversee all trading and sales support functions, ensuring effective trade capture and lifecycle management. **Key… more
- TD Bank (New York, NY)
- …with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance program as needed. Compliance Monitoring ... Testing and Monitoring metrics, and contribute to department reporting + Support issues management development and tracking of Compliance-identified findings. + … more
- TD Bank (New York, NY)
- …with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance program as needed. The VP Compliance ... and enhance the viability of MAs through scope and sampling alignment; support MA execution improvements; collate, document and evidence organization and record… more
- TD Bank (New York, NY)
- …leadership to align Store coverage to best meet the needs of territory; support and measure Store success; realign coverage as necessary. + Develops strong ... / Mass Affluent product training, coaching and provides sales support related project coordination. + Leads implementation of marketing...Language:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements… more
- TD Bank (New York, NY)
- …conduct escalations; follow up on any action items or take-aways + Support the ongoing management and enhancement of comprehensive written supervisory procedures and ... Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions + Contributing metrics to Conduct Risk...& 24 licenses required + Deep knowledge of US Broker Dealer regulation; more specifically FINRA and MSRB rules… more
- Access: Supports For Living (Middletown, NY)
- …people where they are - physically, emotionally, and spiritually - to offer support , connection, and the belief that recovery is possible. Your efforts will help ... are achievable. *Initiate and Sustain Connection:Build trust through consistency, nonjudgmental support , and authentic presence in the field. *Reduce Barriers to… more
- TD Bank (New York, NY)
- …regulatory inquiries. + Assist with monthly and ad hoc Compliance reporting. + Support the development of US policies and procedures for Core Compliance functions ... a similar degree required. + 2 years of experience with a registered US broker dealer or regulator. + Problem solving skills and the ability to work independently.… more