- PNC (New York, NY)
- …their goals and directives. Interacts with internal/external service partners, including broker dealers and/or analytics providers, and leverages their knowledge. + ... their business objectives and activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. PNC also has fundamental expectations of… more
- City National Bank (New York, NY)
- …through monitoring and testing. * Develop and communicate recommendations that support adherence to regulations, industry best practices and internal risk programs ... Compliance roles, experience with a financial institution such as a broker /dealer and/or registered investment adviser. * For Wealth Management Compliance roles,… more
- Travelers Insurance Company (Albany, NY)
- …with underwriting and service teams assigned to business units, with the broker /agent community, with Claim, with other Risk Control staff, and with clients. ... access to free professional counseling services, health coaching and other resources to support your daily life needs. + **Volunteer Encouragement:** We have a deep… more
- GE Aerospace (Schenectady, NY)
- …to engage with the team and be a technical negotiator - drive/ broker solutions with multiple parties (shops, materials engineers, design, sourcing, operations, etc.) ... processes, critical thinker GE Aerospace offers comprehensive benefits and programs to support your health and, along with programs like HealthAhead, your physical,… more
- JPMorgan Chase (New York, NY)
- …Data Owners, and feed asks into Central Marketing backlog for CAMP; lead and broker agreements with each group to use their resources to achieve large scale projects ... a retirement savings plan, backup childcare, tuition reimbursement, mental health support , financial coaching and more. Additional details about total compensation… more
- Carrington (Albany, NY)
- …and Production Manager as required to resolve outstanding issues. + Assists departmental support staff when necessary **What you'll need:** + A thorough knowledge of ... and more efficiently inside the operation. + Superior service levels offered to the broker as you're inside presence ensures every step of the loan process is… more
- CIBC (New York, NY)
- …Succeed** + Supervise and conduct surveillance of the US registered broker -dealer securities trading products, as well as OTC derivative/swap trading products, ... pay, banking benefits, a benefits program*, a vacation offering, wellbeing support , and MomentMakers, our social, points-based recognition program. + Our spaces… more
- Raymond James Financial, Inc. (New York, NY)
- …risks and adverse trends are identified and escalated + Provide compliance support to business partners, as needed + Maintain regular interaction with Compliance ... knowledge of:** + Concepts, practices, and procedures of the securities industry, broker /dealer compliance and/or branch exams + Rules and regulations of the SEC,… more
- Robert Half Finance & Accounting (Akron, NY)
- …systems to evaluate current and potential functionality. * Work with insurance broker /agent to determine acceptable coverage in all areas of insurance, not limited ... finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles. Robert Half works to put you in the best position… more
- JPMorgan Chase (New York, NY)
- …including portfolio managers, investment specialists, issuers, rating agencies, and broker -dealers **Required qualifications, capabilities and skills** + 5+ years of ... a retirement savings plan, backup childcare, tuition reimbursement, mental health support , financial coaching and more. Additional details about total compensation… more