- Zurich NA (New York, NY)
- …between work-from-home and in-office time. You will be expected to travel as necessary to support the needs of the team and to cultivate key broker relationships ... the account. + Provide continuous coaching. + Mentor staff to develop strong broker and client networks as related to industries underwritten by the international… more
- TD Bank (Melville, NY)
- …**Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and operational oversight of the ... expectations + Provides guidance, training, and mentorship to trading support staff to promote a culture of risk awareness...**OCC:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements… more
- MTA (New York, NY)
- …opportunities. Position Objective: The Analyst OCIP provides varying levels of support and analysis to Senior OCIP Administration Claims Analyst, Assistant Director, ... of safety, claims, and administrative services provided by the insurance broker and/or insurance provider, and loss control. Position requires strong communication… more
- MUFG (New York, NY)
- …and other Control personnel to determine MSIIs / audit points. Assist the broker dealer entity in correctly Identifying the overall issue owner, deliverables and ... Assist in identifying data risks in RCSAs across the broker dealer entity (adhoc risk / controls reviews, group...ability to work under high pressure + Ability to support multiple workstreams and conflicting priorities + 4-5 years… more
- Hold Brothers (New York, NY)
- About the Job: Hold Brothers Capital, LLC, is a FINRA Registered, SEC, Self-Clearing Broker Dealer. We strive to be a complete destination for traders looking to ... customizable upon trader request. + First class, in-house tech support , and connectivity + Remote trading available + Self-Clearing...are required to be registered, and licensed with our broker -dealer in order to trade at the firm. Either,… more
- Guardian Life (New York, NY)
- …standards impacting Guardian's retail wealth management business, including its affiliated broker -dealer and investment adviser entities. + Assist with the Firm's ... state insurance laws (inclusive of NAIC). + 3-5 years of broker -dealer and registered investment advisor compliance experience, experience at an insurance-affiliated… more
- GMHC (New York, NY)
- …other partners. + Responsible for processing monthly rental payments, security deposits, broker 's fees, rental arrears, and other payments as needed. + Manage and ... Act as liaison between client, HRA, HUD, HPD, landlord, broker , etc. to ensure best housing relations between all...Monitoring of real estate market and ongoing trends. + Support case management team with the onboarding and offboarding… more
- DXC Technology (Manhattan, NY)
- …to do business with us. Responsibilities + Respond to customers, agents and broker /dealer's requests via telephone or email, providing high quality service to BHF ... work model prioritizes in-person collaboration while offering flexibility to support wellbeing, productivity, individual work styles, and life circumstances. We're… more
- Kestra Financial (Wappingers Falls, NY)
- …in the financial services industry allowing for a strong understanding of broker /dealer operations and financial services products, including but not limited to: ... equities, bonds, options, mutual funds, annuities, insurance, and managed accounts + Previous experience in the independent financial services culture preferred Certificates, Licenses, Registration + Series 7 and 63 required + Series 65/66 preferred: (or… more
- CUNY (New York, NY)
- …Component Interfaces, PeopleSoft, Crystal Reports) - Creates documentation needed to support PeopleSoft code - Creates and executes unit and system integration ... Production function by resolving code defects identified by end users - Works to support transition of Production Support to Managed Services team - Designs and… more