- Guardian Life (Plano, TX)
- …operational processes, possess a broad understanding of sales incentive plans and broker commissions, preferably within the Group Benefits industry. This person must ... and decisions and ensure compliance at all levels. + Support the Head of Group Benefits Distribution Compensation &...degree and 10+ years of experience in sales compensation, broker commissions, sales incentives, or related fields, with at… more
- Robert Half Finance & Accounting (Houston, TX)
- …for a proactive individual with a deep understanding of the regulatory landscape for broker -dealers and investment advisers. HOW YOU WILL MAKE AN IMPACT + Policy and ... Audits: Act as a key point of contact and support during regulatory examinations and internal audits. + Communication:...of experience in a compliance role at a securities broker -dealer or investment adviser. COST TO ENTER THE GAME… more
- AIG (Houston, TX)
- …of profit center strategic initiatives and providing technical underwriting and marketing support on other projects + Assisting regional manager and product leaders ... in developing existing and establishing new broker relationships + Collaborating with Distribution, Territory Managers, and...our customers. At AIG, you can go further to support individuals, businesses, and communities, helping them to manage… more
- Guardian Life (Austin, TX)
- …+ Review additional materials and conduct interviews, as needed, to support risk-based testing methodologies or follow-up on potential business risk exposures. ... of state insurance laws (inclusive of NAIC). + 3-5 years of broker -dealer and registered investment advisor compliance experience, with experience at an… more
- Charles Schwab (Westlake, TX)
- …planning across the corporation and its subsidiaries, including our bank and broker -dealers. We monitor and ensure adherence to regulatory ratios including the ... of finance and accounting, particularly in the bank and broker -dealer space; + Good SQL and Excel Skills; +...Maintaining internal procedures and documentation for liquidity reporting. + Support testing teams in preparing test scripts and validate… more
- VetsEZ (TX)
- …develop, and manage databases within the VistA environment. + Provide technical support , troubleshoot system issues, and communicate technical details to end users. ... Alerts, and KIDS. + Experience with FileMan and MailMan utilities. + RPC Broker experience (client and server), including Delphi-based Broker Development Kit and… more
- Zurich NA (Addison, TX)
- …to join the Surety team! As an Underwriting Account Service Associate, you will support and work closely with experienced Underwriters in the review and analysis of ... Manager supervision to handle end-to-end bond administration, responding to basic agent/ broker servicing requests to help ensure delivery of excellent service.… more
- AIG (Houston, TX)
- …to underwriting. You will also aim to generate new business by expanding your broker network, attending broker events, and building new relationships across the ... ever-better solutions to our customers. At AIG, you can go further to support individuals, businesses, and communities, helping them to manage risk, respond to times… more
- Charles Schwab (Westlake, TX)
- …(RSRM) is an independent group responsible for providing supervisory support through direct supervision, escalation, oversight, analysis, and supervisory risk ... audit, or regulatory risk management experience in a financial services retail broker dealer or investment advisory role. + Strong knowledge of financial services… more
- Highmark Health (Austin, TX)
- …provides leadership and direction to a team that manages client and broker /consultant relationships & assignments. This individual manages the existing team and ... and solutions to grow the existing book of business while growing our broker / consultant relationships and exploring new distribution channels. This leader develops… more
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