- ManpowerGroup (New York, NY)
- Our client, a leading financial services organization, is seeking a Trade Surveillance Fixed Income (Senior / Lead Level) to join their team. As a Trade ... Surveillance Fixed Income (Senior / Lead Level), you will be part of the CIB Control Management - Trade Surveillance team supporting the Bundle & Bid… more
- Capital One (New York, NY)
- …& Swap Dealer) **About the Role** We are seeking a highly skilled Trade Surveillance Manager to lead and enhance the firm's surveillance program ... highly regulated trading environment. **Responsibilities** **Program Oversight & Governance** + Lead daily surveillance operations for both Broker-Dealer and… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Surveillance Engineering Manager to lead the modernization of trade surveillance platforms across asset classes ... requirements with each release + Define and execute Wells Fargo's surveillance technology strategy in alignment with compliance and supervisory mandates. +… more
- TD Bank (New York, NY)
- …role. **Job Description:** TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This is a global role, ... the incumbent will work with the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA, and APAC), as well as key stakeholders to design… more
- Deloitte (Jericho, NY)
- …with their 1 st and 2 nd lines of defense supervision and surveillance programs, focusing on risk areas of market abuse and manipulation, information barriers ... As a Manager, you will have opportunities to: + Lead project teams and junior practitioners in the development...one or more of the following areas - Trade surveillance , communications surveillance , control room / information… more
- TD Bank (New York, NY)
- …Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team. The team supports the Trade and Communications ... Surveillance leads across geographies (US, Canada, EMEA, and APAC),...+ Individual contributor role providing specialized expertise or may lead a small team of specialists + Considered a… more
- TD Bank (New York, NY)
- …Compliance team is looking for an Associate-level candidate to join the FX Trade Surveillance team. Preferred 3-5 years of experience in surveillance of Foreign ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence...+ Individual contributor role providing specialized expertise or may lead a small team of specialists + Considered a… more
- TD Bank (New York, NY)
- …TBSM / FCRM/ TDAM/TDI Model Validation group. Detailed accountabilities include: + Lead a team of quantitative professionals to validate Financial Crime Risk ... Management (FCRM) models for Trading Surveillance and Insider Risk Management + Work with team...in-time solve model limitations / issues to meet validation lead time target. + Work with team to deliver… more
- Scotiabank (New York, NY)
- …and internal policies. The successful candidate will leverage their expertise to lead compliance audits for trade surveillance to identify potential market ... Senior Audit Manager, Audit Department - Trade Surveillance **Requisition ID:** 246539 **Salary Range:** 120,900.00 - 231,400.00 _Please note that the Salary Range… more
- TD Bank (New York, NY)
- …models used for TD. The position reports to Senior Manager, Trading Surveillance and Insider Risk Models Validation. Detailed accountabilities include: + Validates ... Financial Crime Risk Management (FCRM) models for Trading Surveillance + Develop an effective and efficient validation testing...in-time solve model limitations / issues to meet validation lead time target. + Deliver high quality model validation… more