- Raymond James Financial, Inc. (New York, NY)
- … integrity. + Act as a subject matter expert on Capital Markets compliance , keeping abreast of regulatory updates and industry trends. + Continuously assess ... Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead... Markets division. This role requires significant industry expertise, regulatory acumen, and leadership skills to manage compliance… more
- Citigroup (New York, NY)
- …role that requires superior problem solving and excellent oral/written communication skills ( Regulatory , Risk, Internal Audit or Compliance background a plus) + ... activities are safeguarding assets, lending money, making payments, and accessing the Capital Markets on behalf of our clients. Citi's Mission and Value Proposition… more
- Citigroup (Queens, NY)
- …model validation, documentation, and regulatory submission. Embedding controls across capital calculation processes for Basel IV compliance . + Regulatory ... This Senior Vice President ( SVP ) position within Citi's Capital Planning...data sourcing, trade classification, and risk factor mapping for regulatory capital computation. Overseeing system enhancements and… more
- HSBC (New York, NY)
- …our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for ... gaining significant business and sustainable returns for the Group. As our SVP /VP Global Corporates you will: + Develop and maintain 'trusted advisor' relationship… more
- Citigroup (New York, NY)
- …partnership with the business product team on all aspects of legal and regulatory risk assessment of proposed large FX transactions, including but not limited to ... of drafting complex documentation of FX transactions** **Advising on regulatory requirements and risks in connection with transaction structures** **Building… more
- Mizuho Corporate Bank (New York, NY)
- …contractor data. + Define the access controls, supporting data users, and ensuring compliance with Data Service Agreements and regulatory standards. + Ensure ... to lead cross-functional initiatives and manage competing priorities. + Experience with regulatory and compliance requirements related to People data (eg, GDPR,… more
- MTA (New York, NY)
- …The Vice President serves as a key member of the leadership team, supporting the SVP and standing in when required. This position plays a vital role in aligning ... Engineering initiatives with the organization's strategic goals, operational needs, regulatory requirements, and budgetary constraints. Responsibilities: + Provide overall… more