- MUFG (New York, NY)
- …Trading; and familiarity with Broker - Dealer and applicable regulations, such as DFA Swap Dealer, Volcker and FINRA, SEC and NASD rules. + Experience working with ... financial industry regulators, including OCC, FRB, and FINRA + Deep knowledge of risk assessment, audit methodology, and audit execution + Demonstrated proficiency in technology as required for assigned areas (MS Office, audit data analytics, etc.) + Strong… more
- SMBC (New York, NY)
- …officers and our clients. The individual will support activities within our swap dealer and broker dealer businesses including derivatives, FX, repo and securities ... lending. As part of the first line of defense, the Credit Services Department maintains sound credit management activities liaising where necessary with other departments to review and assess credit risk, monitor credit exposure and provide guidance on credit… more
- Mizuho Corporate Bank (New York, NY)
- …and improve Mizuho Bank's US operations including derivative activities, broker dealer and swap dealer businesses. Based in the New York Metro area, IADA staff ... members perform various audits of different business areas of the bank to evaluate the effectiveness of risk management and governance processes. Along with its counterparts in London, Hong Kong and Singapore, IADA reports to and composes the overseas arm of… more
- JPMorgan Chase (New York, NY)
- …in Automated Trading Strategies, you will be primarily focusing on Interest Rate Swap markets. You must be responsible, independent, driven, and able to work in ... smooth collaboration with the wider team. The environment is fast-paced and challenging. The group is globally distributed so clear written and verbal communication is required. Members of the team are also expected to cover a wide range of responsibilities -… more
- Guardian Life (New York, NY)
- …to fee schedule changes. + Manage rental access fee payments to our rental and swap partners. + Develop, maintain, and enhance tools used by the pricing and network ... teams to assist with retention and recruitment. + Develop, maintain, and enhance tools used by the pricing for evaluating the financial impact of changes to our directly contracted and rental networks. + Collaborate with cross-functional teams to identify… more