- Scotiabank (Dallas, TX)
- …of Scotiabank's US broker- dealer (including internal inspections), banking, swap dealer , futures commission merchant, investment management activities, ... Manager , Compliance Testing **Requisition ID:** 245239 **Salary Range:**...institutional trading & sales, investment banking, futures commission merchant, swap dealer activities, commercial banking, investment management,… more
- Scotiabank (Dallas, TX)
- …banking organization with institutional trading & sales, investment banking, institutional broker dealer and FCM/ swap dealer businesses. + A minimum ... Senior Manager , US Regulatory Obligations Lead **Requisition ID:** 247598...in the US, SEC registered broker-dealers, futures commission merchants, swap dealers and registered investment advisors. + Strong analytical… more
- Scotiabank (Dallas, TX)
- …institutional trading & sales, investment banking, futures commission merchant, swap dealer activities, commercial banking, investment management, and ... Senior Manager , GBM&T Compliance Testing, International Banking **Requisition ID:** 247734 **Employee Referral Program - Potential Reward:** $3,500.00 **Salary… more
- US Bank (Irving, TX)
- …+ Subject matter expert level of knowledge of applicable laws, regulations ( Swap Dealer Reporting, Volker Rule, Dodd-Frank), financial services, and regulatory ... solutions, and client support. The CAS Senior Audit Project Manager is primarily responsible for supervising staff in the...there are no direct reports. The Senior Audit Project Manager is a subject matter expert in a particular… more
- US Bank (Irving, TX)
- …Risk/Compliance/Audit competencies + Considerable knowledge of applicable laws, regulations ( Swap Dealer Reporting, Volker Rule, Dodd-Frank), financial services, ... operational solutions, and client support. The CAS Audit Project Manager is primarily responsible for supervising staff in the...however there are no direct reports. The Audit Project Manager is expected to monitor progress of audit engagements… more