- Raymond James Financial, Inc. (New York, NY)
- …risk management. + Maintain expertise in securities underwriting, private placements, syndicate matters, Reg M, and electronic trading risks across multiple asset ... classes. + Oversee the development and execution of compliance programs, policies, and procedures to align with evolving regulatory requirements and industry best practices. + Strategically recruit and develop compliance professionals to support business… more
- Mizuho Corporate Bank (New York, NY)
- …required. + If required, directly engage in external meetings/presentations/events with syndicate banks, rating agencies, clients, law firms and other related ... parties, in co-ordination with coverage bankers, other product partners and Mizuho affiliates. + Proactively monitors and assesses assigned borrowers/industries or other appropriate indices and reports the information and its impact on credits/industries to… more
- JPMorgan Chase (New York, NY)
- …with client coverage officers, debt and equity partners as well as banking syndicate **Required qualifications, capabilities, and skills :** + 1 year minimum of ... investment banking experience or the equivalent, including 'Big 4' Professional Services Firms (eg Ernst & Young, PwC) within Transaction/Tax Advisory and Diligence; Financial Services Advisory; or Audit Services + Excellent accounting, finance, quantitative… more