• Vice President, US Markets Equities Compliance…

    TD Bank (New York, NY)
    …business control framework + Analyze new regulations and conduct business-based analysis and execute requite implementation. + Develop and deliver proactive ... Securities Advisory experience. Knowledge of trading algorithms, alternative trading systems and market structure preferred + Significant experience in providing… more
    TD Bank (11/08/25)
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  • Digital Strategy Lead - Vice President/Director

    SMBC (New York, NY)
    …Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the Group offers a range of commercial and ... be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography...SMBC Americas is seeking a Digital & Social Media Manager to lead develop and deliver a comprehensive strategy… more
    SMBC (10/25/25)
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  • VP, Compliance - Regulatory Initiatives - Policies…

    TD Bank (New York, NY)
    …of testing or audit concepts and principles as well as control analysis and evaluation. + Excellent interpersonal, organizational, leadership and communication (oral ... in Excel, Word, PowerPoint and SharePoint. Knowledge of markets surveillance systems and applications a plus. **Physical Requirements:** Never: 0%; Occasional:… more
    TD Bank (10/12/25)
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  • Vice President, Compliance Monitoring Program - TD…

    TD Bank (New York, NY)
    …of testing or audit concepts and principles as well as control analysis and evaluation. + Excellent interpersonal, organizational, leadership and communication (oral ... in Excel, Word, PowerPoint and SharePoint. Knowledge of markets surveillance systems and applications a plus. **Physical Requirements:** Never: 0%; Occasional:… more
    TD Bank (10/12/25)
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