- TD Bank (New York, NY)
- …Knowledge of non-wire payment methods like drafts and checks. + Familiarity with regulatory reporting such as EFTR Fintrac, sanction screening, fraud detection, ... for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services...to longer term focus + May lead a small reporting or operational team or provide work… more
- TD Bank (New York, NY)
- …and boards (eg, employee trading metrics, operational issues, and related reporting ). Provide the leadership team with relevant Management Information, ... this role. **Job Description:** The Director Compliance TDS oversees/leads a team (s) of specialists/professionals providing advice, guidance and expertise on … more
- Bank of America (New York, NY)
- …anti-money laundering (AML) and related AML legislation + Experience with compliance reporting , regulatory reporting , SARs reports + Experience reconciling, ... impacts in the client selection and product expansion processes + Participating in Regulatory Meetings and Exams to provide Risk Manager perspective on critical… more
- Citigroup (New York, NY)
- …understanding the current and developing critical data element requirements for ERM Regulatory reporting , and ensuring accuracy, completeness, and timeliness of ... required** **Strong knowledge of financial products, risk management, and regulatory reporting .** **Familiarity with Enterprise Risk Management/FRM certification… more
- BMO Financial Group (New York, NY)
- …is a hybrid work arrangement - 3 days in the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on ... and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory , corporate and fiduciary obligations are met. You will have a specific… more
- Bank of America (New York, NY)
- …CDS, Interest Rate Swaps, FX and other derivatives. Key priorities for our team include proactive execution of controls, accurate reporting and analysis of ... reporting and disclosures + General ledger close and reconciliations + Management reporting and analysis + Regulatory capital disclosures + Price Testing +… more
- TD Bank (New York, NY)
- …The **Group Risk Specialist, Enterprise Risk Governance** will support the Senior Manager in evolving the Business Line Risk Appetite program. Analyze data, ... and maintain interactive Business line dashboards. Work closely with Senior Manager to implement opportunities and develop detailed documentation. Will support the… more
- General Motors (Albany, NY)
- …for autonomous vehicle design, safety, permitting, testing, training, operations, and reporting under various regulatory regimes + Experience with autonomous ... report to a GM worksite unless directed by their manager . **Company Vehicle:** **Upon successful completion of a motor...zero emissions, and zero congestion. As the AV Behavioral Regulatory Lead, you will report to the Head of… more
- TD Bank (New York, NY)
- …of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements. The team engages with the 1st line of defense on ... health reporting requirements + Analyzes emerging trends pertaining to regulatory changes, reporting or other departmental functions and provides… more
- TD Bank (New York, NY)
- …MSRB RTRS Reporting and US Treasury Auctions + Identify key regulatory changes, and developments relevant to the business areas and proactively communicate the ... advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage… more