- Bank of America (New York, NY)
- …conducts adequate reviews for appropriate mitigation, when required. As part of this team , the individual is expected to have a good understanding of GCIB business. ... Having a deep understanding of the region-specific policies, procedures and regulatory expectations is also desirable. The individuals on this team are… more
- Mount Sinai Health System (New York, NY)
- …and regulatory agency standards. 12. Encourages, recognizes and rewards manager and staff participation in quality and safety initiatives, compliance and ... S/he is responsible for the attainment of patient safety goals, regulatory survey preparation and specialized training initiatives and continuing education. The… more
- Mount Sinai Health System (New York, NY)
- …and regulatory agency standards. + Encourages, recognizes and rewards manager and staff participation in quality and safety initiatives, compliance and ... S/he is responsible for the attainment of patient safety goals, regulatory survey preparation and specialized training initiatives and continuing education. The… more
- CVS Health (Glen Cove, NY)
- …genuine, authentic care for our patients. In addition to supporting the Pharmacy Manager in leading and directing the pharmacy team , you are accountable ... consistent follow-up of pharmacy team members and providing feedback about pharmacy team performance to the Pharmacy Manager as needed + Assumes Pharmacy … more
- TD Bank (New York, NY)
- …areas of expertise by product, region, and industry. The Business Management Team within Corporate & Investment Banking is responsible for providing ongoing ... that their focus can remain on providing optimal client coverage and execution. The team liaises with various TDS and TDBG support partners to advance the needs of… more
- TD Bank (New York, NY)
- …We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate must have compliance experience in the ... and Equity Capital Markets. The Director Compliance TDS oversees/leads a team (s) of specialists/professionals providing advice, guidance and expertise on … more
- Synchrony (New York, NY)
- …of the build out and execution of the capital stress testing and regulatory reporting requirements applicable to the Large Financial Institution + Conduct ... VP Finance Risk within the Finance and Treasury Risk team , this role will be responsible for risk oversight...Financial operating systems + Experience with FRBNY and/or OCC regulatory reporting requirements **Grade/Level: 11** The salary… more
- City National Bank (New York, NY)
- *ENTERPRISE CHANGE MANAGEMENT OFFICE SR. LEAD* WHAT IS THE OPPORTUNITY? Reporting up through CNB's Governance, Risk and Controls division, this newly formed ... reports, data integrity, and readiness assessments during implementation. Monitoring and reporting on aggregate portfolios of change, and assesses Bank's ability to… more
- TD Bank (New York, NY)
- …+ JD desirable but not required + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, ... advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage… more
- BMO Financial Group (New York, NY)
- …"organization" operates with transparency, integrity, and in compliance with legal, regulatory , and internal policies and standards. This role provides strategic ... management framework requirements to oversee the identification, assessment, monitoring and reporting of all forms of risk (financial, non-financial and transverse)… more