- City of New York (New York, NY)
- …improvements, support/inform AM policies and procedures development, or provide information for regulatory AM reporting requirements, such as the AM Workplan or ... business process improvements, support/inform AM policies and procedures development, and for regulatory AM reporting requirements 5. engage with stakeholders to… more
- Citigroup (New York, NY)
- …and control functions to identify control enhancements to the hotline, reporting on significant matters to Citi's internal and external stakeholders (including ... Lead Officer will report to an Ethics Sr Group Manager in Citi's Ethics Office and ultimately to Citi's...of a global financial services company in a dynamic regulatory environment. + Determine the handling and assignment of… more
- Capital One (Melville, NY)
- …risk management, or compliance experience** + **Certified Regulatory Compliance Manager (CRCM) accreditation, Fair Credit Reporting Act (FCRA) for Data ... Retail Bank, Premium Products & Experiences (PPX) and Shopping Compliance Testing team . The Compliance Tester III will execute risk-based control reviews under the… more
- Grant Thornton (New York, NY)
- …trends, operational best practices, and finance transformation. + Overseeing financial reporting , finance integration, and regulatory reporting workstreams ... As an integral member of the CFO Advisory Team , the Fund Accounting Director will play a.... + Strong background in corporate accounting, finance integration, regulatory reporting , or financial operations within asset… more
- JPMorgan Chase (New York, NY)
- …and best practices in contractual arrangements with investors and investment vehicle reporting ; + Work with IIG team , external advisers, JPMorgan legal ... JP Morgan Asset Management (JPMAM), a leading global alternatives manager , offers innovative solutions backed by vast resources and robust governance. Our… more
- TD Bank (New City, NY)
- …and investigates a range of financial accounting/audit operational and/or reporting issues + Requires specialized and/or advanced technical/finance knowledge for ... business partners and appropriate stakeholders on a range of finance accounting/ reporting or operational processes + Applies understanding of respective business… more
- Equinox, Inc (Albany, NY)
- …requirements + Participate in development of an annual budget + Assures incident reporting is timely and meets regulatory standards + Conducts weekly staff ... Summary:The Senior Recovery Advisor provides leadership within the multidisciplinary PROS team along with a role of offering individual and group psychiatric… more
- TD Bank (New York, NY)
- …Summary** A Liquidity risk management position with oversight of the US Treasury team , which is responsible for measuring and managing the Bank's liquidity risk, ... of appropriate findings, identified issues are escalated as necessary, and that appropriate reporting is provided on a timely basis to Senior Management and/or the… more
- Mizuho Corporate Bank (New York, NY)
- …+ In completing the 4-eye check, identify training needs with the Operational Control Manager that will benefit the CSG Onboarding Team to increase efficiency ... Job Description: Experienced BSA/AML professional within the KYC Onboarding Operational Control team to perform a high-quality 4-eye (QA) review of the KYC for new… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality ... Team . This is a global role, the incumbent will...data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep expertise… more