- Wolters Kluwer (New York, NY)
- …innovation. + Facilitate and lead complex, high-stakes governance discussions with Legal, Audit , IT Security, and Compliance, often involving novel risks or ethical ... to ensure governance control effectiveness and implement enhancements in response to audit findings. + Author and maintain governance artifacts (eg, model card… more
- SMBC (White Plains, NY)
- …across the program team + Serve as a senior liaison between business, technology , compliance, and risk teams to ensure alignment on project priorities + Develop ... execution of remediation activities related to regulatory findings and audit observations, ensuring timely closure, documentation, and sustainable control… more
- Bloomberg (New York, NY)
- …management and stakeholders **You'll need to have:** + 10+ years of internal audit , external audit , and/or relevant controls experience. + Experience in ... a wide range of business processes + Strong knowledge of internal audit process, control evaluation and testing methodologies, and other Operational Internal Control… more
- Amphenol Aerospace (Sidney, NY)
- …responses and issue to customers + Perform required training resulting from audit findings within Quality, delegating other department training + Conduct audits at ... audits on AAO's behalf at affiliate divisions + Keep management updated of audit issues, deadlines and potential crisis areas + Responsible to keep the Quality… more
- Scotiabank (New York, NY)
- …and implementation of the RCSA framework across all SBUS business lines, technology , and support functions (Legal, HR, Finance, Operations). + Provided hands-on ... over change management and policy updates. + Supported regulatory and audit examinations by coordinating timely and accurate responses to information requests.… more
- TD Bank (New York, NY)
- …the Enterprise Compliance Regulatory Change Program, including governance, oversight, technology , and processes. The incumbent will work with Oversight Functions ... and implementation activities** + **Establish strong working relationship with TD Technology team and third-party data provider vendor to collaborate on activities… more
- CIBC (New York, NY)
- …and the CFTC Swap Dealer; 2) collaborating with Front Office and Technology personnel on developing and implementing solutions to address regulatory requirements; 3) ... enhance the overall effectiveness of the Compliance program; + Collaborating with Technology , Regulatory Operations and front office personnel on the development and… more
- Broadridge Financial Solutions (Edgewood, NY)
- …technical reviews for seamless alignment with regulations. Be the driving force in audit preparations and stay ahead of deadlines with efficiency and flair. Use your ... about information security and compliance standards. + Bachelors degree in Information Technology , or a related field (or equivalent experience in infrastructure and… more
- Bank of America (New York, NY)
- …with multiple lines of business (Consumer, GWIM, Private Bank) along with multiple technology teams all with an effort to keep the firm compliant to FDIC ... * Participate and represent the reporting function to control partners (eg, Audit and Compliance) * Identify, track, and remediate errors/breaches, data issues and… more
- Xylem (Cheektowaga, NY)
- …and empowering the people who make water work every day. As a leading water technology company with 23,000 employees operating in over 150 countries, Xylem is at the ... various means (ie in person, virtual, phone, etc.) + Verify through the audit procedure that all operations have been completed and that the appropriate… more