- Bloomberg (New York, NY)
- …build a best-in-class program + Someone who is operating at either a Senior Vice President or Director level/or equivalent at their current firm + Understanding ... Science or related discipline + Experience in risk management, audit or compliance related to technology risk or cyber security + Good understanding of all… more
- Raymond James Financial, Inc. (New York, NY)
- **Job Description** Under limited direction with a high level of autonomy, the Vice President of RJF Risk Data & Analytics will support the technology , ... this leader will regularly interact with federal and state regulators, Compliance, Audit , business unit executives, Raymond James enterprise technology functions… more
- Tradeweb (New York, NY)
- …Action Employer. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** The Vice President , Treasury is responsible ... of very talented and driven people, innovative products and solutions, cutting-edge technology , market data, and a vast network of clients, we continue to… more
- Nuveen Investments (New York, NY)
- The Assistant Vice President , Derivatives & FX Operations Lead will be a member of the Trade Operations team within Nuveen Global Investment Operations. The ... candidate will work closely with Nuveen's Equity and Fixed Income investment teams, Technology teams, and critical business partners such as State Street to advance… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President to join the trade surveillance team focused on Communications. ... including the front office teams as well as the support functions including Technology and Operations + Build relationships with Compliance Advisory team by working… more
- Citigroup (Getzville, NY)
- Regulatory Operations Vice President (VP) will be responsible for NAM cross-product Regulatory Reporting and Controls covering key OTC derivative reporting ... with internal and external stakeholders, including regulators, testing teams, and internal audit , with respect to Citi's global swap and security-based swap dealing… more
- Touro University (Valhalla, NY)
- …that fuel innovation, moving ideas and inventions to the marketplace. Reporting to the Vice President of Research and the Chief Legal Officer and General ... mitigate risks. + Conduct and/or assist the departments of Compliance and Internal Audit on investigations and other duties and tasks as required, assigned, and/or… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position Title:** Vice President - Finance **Business Unit:** TD Securities **Division/Region:** ... accounting standards, regulatory rules, and production steps. + Having a technology savvy approach to action process improvements and automate legacy processes… more
- SMBC (New York, NY)
- …benefits to its employees. **Role Description** SMBC Bank is seeking a highly skilled Vice President , Quantitative Credit Modeling to join our dynamic team in ... frameworks, and the ability to collaborate across risk, finance, and technology teams. **Role Objectives** **Model Development & Implementation** + Design, develop,… more