- Citigroup (New York, NY)
- …pricing and risk-management + Collaborate closely with Traders, Structurers, and technology professionals. + Work in close partnership with control functions such ... as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and control infrastructure + Adhere to all policies and… more
- Citigroup (New York, NY)
- …Response Letters and coordinating involvement of relevant internal stakeholders such as Technology and Internal Audit on the development of Corrective Action ... line (including independent risk, finance, HR, and Legal), Internal Audit to obtain information / documentation to respond to...+ Knowledge of the regulatory engagement process or internal audit + Experience leading teams of direct reports and… more
- American Express (New York, NY)
- …as well as lead CTRRO's data and automation capabilities. The role reports into the Vice President of CTRRO, who reports into the Head of CTRRO and Vendor ... CEH, CISM, etc.) + 8 of experience in relevant fields such as technology audit , risk, cybersecurity, or information technology , with 3 years of experience… more
- Citigroup (Getzville, NY)
- Regulatory Operations Vice President ( VP ) will be responsible for NAM cross-product Regulatory Reporting and Controls covering key OTC derivative reporting ... with internal and external stakeholders, including regulators, testing teams, and internal audit , with respect to Citi's global swap and security-based swap dealing… more
- Mizuho Corporate Bank (New York, NY)
- …York City Office Job Description + Under the direction of the Vice President or Director, execute a robust audit program including performing the timely ... Audit Groups, as needed. + Assist the Vice President /Director with maintaining an Off-Site Monitoring..., financial, IT infrastructure and cybersecurity, risk management, or technology functions. Possesses at least 3 years of relevant… more
- Mizuho Corporate Bank (New York, NY)
- As the Vice President of Compliance AI Initiatives, you will play a pivotal role in shaping the future of AI risk management and compliance within our Compliance ... between control managers and lines of business for any Audit , Regulatory and Client AI requests. + Provide oversight...industry. + Prior experience in compliance, preferably in the technology sector. + Strong understanding of AI technologies +… more
- Wolters Kluwer (New York, NY)
- The VP Finance, Legal & Regulatory - ELM Solutions reports directly to the EVP Finance, Legal & Regulatory (LR) and serves as a key strategist and business partner ... responsibilities include financial and management reporting, control, treasury, internal audit , financial planning and analysis, budgeting and information systems,… more
- Citigroup (New York, NY)
- Citi is seeking a dynamic and driven FX Corporate Salesperson at the AVP/ VP level to join our team. This individual will be a strategic professional responsible for ... transactions. + Provide expert advice and counsel related to technology and operational aspects of FX products. + Foster...functions such as Legal, Compliance, Market and Credit Risk, Audit , and Finance to ensure appropriate governance and control… more
- Mastercard (Harrison, NY)
- …payments choices, making transactions secure, simple, smart and accessible. Our technology and innovation, partnerships and networks combine to deliver a unique ... people, businesses and governments realize their greatest potential._ **Title and Summary** VP , Compensation Delivery & Operations Job Description The, VP ,… more
- TD Bank (New York, NY)
- …across various asset classes, while mainly focusing on Equities and Options. The VP Trading Business Management TDS is responsible to provide the leadership team ... management / control function partners (eg Risk, Legal, Compliance, AML and Audit ) to assess risks, develop and implement proactive strategies, tactics and programs… more