- Broadridge Financial Solutions (New York, NY)
- …the implementation and integration of investment management systems, including portfolio management , risk management , trading, and reporting systems. + ... in system performance, scalability, and security. + Compliance & Risk Management : + Ensure that all systems...is preferred. + 7+ years of experience in investment management technology , with a focus on architecture,… more
- KeyBank (Amherst, NY)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... analytics evaluation by focusing on current, high impact wealth management and trust compliance and operational risks,...in data extraction, analysis, and/or reporting related to wealth management and trust risk management ,… more
- Robert Half Technology (New York, NY)
- …and strong project leadership, particularly in environments requiring strict operational control and documentation. Requirements Key Responsibilities + Manage ... to plan and execute after-hours work (typically Friday-Sunday) to avoid operational disruption. + Ensure continuity of operations through proactive planning, change… more
- TD Bank (New York, NY)
- …and applicable regulatory guidelines is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML ... Sales teams and Desk Heads / Supervisors. + Understanding of key non-financial risk (eg, market, credit, operational ) concepts, controls and applicability to… more
- CIBC (NY)
- …Continuity Management (BCM), Operational Efficiency, Reporting and Analysis, Researching, Risk Management and Mitigation At CIBC, we are in business to ... 7+ years of business continuity management experience, including understanding of risk management principles + **Knowledge of Capital Markets -** Familiarity… more
- Neuberger Berman (New York, NY)
- …design and implement operational improvements where applicable. **Compliance & Risk Management :** + Understanding of complex regulatory requirements and ... of processes that mitigate/minimize control risks. + Partner with Compliance and Operational Risk teams to measure, assess, and improve operational… more
- American Express (New York, NY)
- … professionals have diverse backgrounds including internal controls, consumer compliance, technology , operational risk , financial accounting, data analytics, ... and are passionate about the use of data and technology in a collaborative, people-focused environment. Our Internal Audit...degree required + 7 Years experience in audit, compliance, risk management consulting or within the financial… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . + Champions a ... Director, Equities Product Management **Requisition ID:** 232245 **Salary Range:** 300,000.00 -...US and LatAm Research including overseeing enhancements to existing technology platforms, implementation of new technology , developing… more
- PNC (New York, NY)
- …activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. **Qualifications** Successful candidates must demonstrate appropriate ... Management , Continuous Monitoring, Control Assessment, Internal Controls, Process Control, Risk Assessments, Risk Management **Competencies** Audit And… more
- Citigroup (Getzville, NY)
- … Management , Data Quality, Internal Controls, Management Reporting, Program Management , Risk Management . **Other Relevant Skills** For complementary ... with a proven track record of PMO or Project Management within the Technology , Banking or Consultancy...providing insightful financial and business analysis and developing senior management reports, to define and track key operational… more