- JPMorgan Chase (New York, NY)
- …dynamic team that values innovation and collaboration, and contribute to the firm's operational efficiency and risk mitigation strategies. As a Client Service ... cash and derivative product sets, with an interest in regulatory change, technology advances, operational excellence, and financial markets developments. +… more
- TD Bank (New York, NY)
- …. Establish robust controls and governance practices across finance systems. . Manage operational risk , cybersecurity, data quality, and audit requirements in ... end-to-end automation of finance workflows. . Partner with Finance, Risk , Operations, and Business stakeholders to ensure technology...technology , with at least 5 years in a senior leadership role. . Proven experience managing technology… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... and improve client experience + Works along with the Senior Manager (GTM) and the Product Owners in conceptualizing,..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- American Express (New York, NY)
- …program and enhance platform capabilities, the enterprise undergoes an uplift to the Enterprise Risk and Operational Risk Management frameworks, and as the ... operational , procedural, and documentation gaps in customer onboarding, risk rating, EDD review processes. + Design/improve/ establish clear criteria and… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance ...experience and mature judgment to be credible at a senior client level, with internal contacts and industry peers.… more
- Scotiabank (New York, NY)
- …risk tolerance (including but not limited to credit, legal, regulatory, and operational risk ). + Actively pursues effective and efficient operations of ... to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and… more
- Neuberger Berman (New York, NY)
- …strengths and weaknesses of internal controls, and recommend enhancement opportunities to mitigate risk + Evaluate the integrity of operational data and ensure ... a spectrum of traditional and alternative asset classes and risk /return profiles. As an Internal Auditor, you will play...Technology Audit to conduct integrated audits for bother operational and technical controls + Prepare and present audit… more
- Citigroup (New York, NY)
- …employees, overseeing day-to-day operational activity, and maintaining a strong focus on risk & control and client service. Both ECM and DCM businesses are going ... and external stakeholders + Continued engagement and face off with a range of senior Business, Technology and Operations partners + Supports and partners with… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... and external customers **Key Responsibilities:** + Administrative Support to senior executives + Detailed calendar and inbox management; effective scheduling… more
- TD Bank (New York, NY)
- …collaboration within the team. + Provide regular reports and updates to senior management and stakeholders on technology initiatives, progress, and challenges. ... United States of America **Hours:** 40 **Line of Business:** Technology Solutions **Pay Detail:** 150000 - 260000 USD TD...the candidate will play a critical role in managing risk , protecting the firm's reputation, and fostering a culture… more