- JPMorgan Chase (New York, NY)
- …architecture, controls, and operations. + Knowledge of compliance, conduct, and operational risk management frameworks and processes; ability to anticipate ... threats. Collaborating with diverse partners across the company, including Cybersecurity, Technology , Risk Management & Compliance, Legal, Human Resources, and… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... career" in the US Join us! **About this role:** Wells Fargo is seeking a Senior Branch Network Management Trainee (SAFE) for National Branch Network as part of the… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- Mastercard (Harrison, NY)
- …President, Global Compliance Governance and Strategy is a key leadership role within the Risk function, reporting to the Senior Vice President, Global AML and ... operational experience managing AML/Sanctions related processes relating to risk assessments, know your customer onboarding, transactions monitoring and training… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... Fargo is seeking a Front Office Equities Quant - Executive Director ( Senior Lead Securities Quantitative Analytics Specialist) in Corporate & Investment Banking as… more
- Bank of America (New York, NY)
- …with tight timelines + Collaborate across Global Markets teams (ops, trading, sales, risk , credit, COOs, legal, compliance, technology ) to resolve issues quickly ... related to Trade Support functions + General knowledge of operational processing and risk control skills including...a dynamic, team-oriented environment - both work closely with senior members of the team and work independently **Skills**… more
- TD Bank (New York, NY)
- …Sales teams and Desk Heads / Supervisors. + Understanding of key non-financial risk (eg, market, credit, operational ) concepts, controls and applicability to ... oversight of employee conduct and of market, credit, underwriting, and operational risks. Specifically, GMS facilitates a sustainable First Line Supervision… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... industries including Agribusiness, Gaming, Healthcare, Government & Institutional, and Technology throughout its regional presence. Healthcare, Higher Education and… more
- Bank of America (New York, NY)
- …account types. The Product Manager will partner closely with Legal, Compliance, Operations, Technology , Risk , and Sales teams to ensure the bank maintains a ... type. - Client Experience & Risk Balance: Balance commercial objectives with risk , control, and operational considerations to deliver a safe, scalable, and… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + **Equity Aggregation:** Oversee the TDS Equity ... reporting across regional committees and boards (eg, employee trading metrics, operational issues, and related reporting). Provide the leadership team with relevant… more