- Monroe Community College (Rochester, NY)
- …requiring a high degree of independent judgment and decision-making. The use of technology is an integral part of the position, and the successful candidate must ... have excellent skills in using technology to solve problems. The Office Clerk II must...American with Disabilities Act + Web edits through content management system (no programming knowledge required) + Review Tribune… more
- TD Bank (New York, NY)
- …and exam inquiries as they relate to Global Control Room. + **Issues Management :** Track and manage Regulatory and Audit Findings related to Global Control ... expertise in the Global Control Room, change management , project management and operations. + Experience managing complex regulatory remediation efforts.… more
- American Express (New York, NY)
- …us define the future of American Express. The Analyst position is part of the Regulatory Exam Lifecycle Management (RELM) Team in Global Risk and Compliance ... to the Director of RELM, Professional Practices. RELM supports the end-to-end lifecycle management of regulatory exams, ongoing supervision, and remediation of … more
- Citigroup (Getzville, NY)
- …reporting + Develop and run reports for impact assessment and adjustments **Internal and Regulatory Exam , Change Management :** + Manage internal and ... deployment of new technology in wholesale credit management . **Key Responsibilities:** ** Regulatory Data Quality Stewardship:...regulatory inquiries, Internal Audit and regulatory exam as the primary for coverage… more
- Capital One (New York, NY)
- …across the team to deliver quality results which may include issue validations, regulatory exam support, and/or other team initiatives. Proactively take on ... Principal Auditor - Risk Management Capital One's Audit function is a dedicated...provide high value, independent, proactive insights, to innovate with technology , and to be a top-notch talent destination, creates… more
- American Express (New York, NY)
- …of and experience with other enterprise / operational risk management processes including regulatory exam management / regulatory affairs, issues ... & Ethics (GCE) function / compliance process audits, business monitoring, and management and regulatory action plan validations, leveraging in depth knowledge… more
- New York State Civil Service (New York, NY)
- …public affairs, law, market analysis, mathematics, public administration, public policy, risk management , statistics, taxation, or technology and eight (8) years ... Enhances analysis techniques and tools in conjunction with the Supervisors and Regulatory Units;* Prioritizes the examination of various insurers, monitors exam … more
- JPMorgan Chase (West Harrison, NY)
- …investment product and thought leadership platform along with cutting edge digital technology , you will be front and center representing our brand and interacting ... needs. As a Private Client Investment Associate in JP Morgan Wealth Management , you will be tasked with delivering exceptional client service, operational marketing,… more
- TD Bank (New York, NY)
- …+ Implement enhancements to Surveillance QA processes, alert review standards, and technology infrastructure (eg, case management system) to optimize the ... experience at a regulatory body (eg, leading a bank or broker/dealer exam team). + Surveillance experience at Financial Market Regulator (eg, SEC, FINRA, CFTC,… more
- American Express (New York, NY)
- …of and experience with other enterprise / operational risk management processes including regulatory exam management / regulatory affairs, issues ... role will lead core conduct & internal fraud audits, business monitoring, and management and regulatory action plan validations, leveraging in depth knowledge of… more