- City National Bank (New York, NY)
- …be accustomed to working with deadlines. * Experience communicating and interacting with regulatory agencies, including exam management and other ... ensuring effective controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and advisory… more
- Wellington (New York, NY)
- …interest, artificial intelligence (AI), MNPI, marketing, governance, and valuation + Support regulatory inquiry and exam management , as appropriate ... information barrier practices and/or (ii) the trading rules across multiple jurisdictions/ regulatory regimes a plus + Experience leveraging/utilizing technology … more
- KeyBank (Buffalo, NY)
- … regulatory intelligence gathering and emerging risk identification + Assist with exam and regulatory management , including audit coordination and ... This role engages with leaders across business units and technology teams to ensure alignment with Key's Data Risk... teams to ensure alignment with Key's Data Risk Management Framework, regulatory expectations, and industry best… more
- Wells Fargo (Yorktown Heights, NY)
- …customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or ... + Knowledge and understanding of retail compliance controls, risk management , and loss prevention + Ability to follow policies,...products + Ability to educate and connect customer to technology and share the value of mobile banking options… more
- City of New York (New York, NY)
- …engineering technology , architecture, landscape architecture, architectural technology , construction, construction management , construction technology ... engineering, engineering technology , architecture, landscape architecture, architectural technology , construction, construction management , construction technology… more
- TD Bank (New York, NY)
- …like Scrum, Kanban and DevOps practices. + Good understanding of current regulatory environment and related implications to identity management , security and ... can provide you more specific details for this role. **Line of Business:** Technology Solutions **Job Description:** The Snr Manager Technology (KYC Engineering)… more
- American Express (New York, NY)
- …of business-level compliance risk assessments and control self-assessments. + Support regulatory exam readiness, issue remediation, and corrective action ... This role is responsible for advising business leaders on regulatory obligations and ensuring that front-line activities operate within...or a related field. + Experience working with compliance technology tools and issue management systems. +… more
- City of New York (New York, NY)
- …, architecture, architectural technology , landscape architecture, construction, construction technology , or construction management ; or 3. One year of ... Project Manager title or those who are reachable on the Open-Competitive List ( Exam #0169) or filed for Open-Competitive Exam #3042 may apply. Please… more
- Robert Half Finance & Accounting (New York, NY)
- …as Accounting, Third Party Risk, Regulatory Compliance, Treasury, Risk Management and Information Technology + Strong written, interpersonal and ... various business areas such as Accounting, Third Party Risk, Regulatory Compliance, Treasury, and Risk Management . Must.... + Assist in the facilitation of the annual regulatory exam and other ad hoc … more
- New York State Civil Service (Schenectady, NY)
- …Nursing 3 and is pivotal in helping to maintain clinical competence and regulatory compliance throughout the state and will be responsible for assisting in ... and program settings throughout the state. This position will assist in the management , oversight and evaluation of nursing services including: - Assist with the… more