- City National Bank (Charlotte, NC)
- …risk reporting and metrics to support all FLoD IT Risk routines, including regulatory oversight, issues management , risk advisory updates, escalations of past ... will help teams interpret, understand, and carry out the Technology & Innovations Risk Management vision and...Federal Reserve Board (FRB etc.) * Deep Understanding of regulatory requirements and/or industry standards for exam … more
- TD Bank (Charlotte, NC)
- …with advanced analytics and data science. + Good understanding of current regulatory environment and related implications to identity management , security and ... can provide you more specific details for this role. **Line of Business:** Technology Solutions **Job Description:** The Technology Data Lead (KYC Engineering)… more
- American Express (Apex, NC)
- …of business-level compliance risk assessments and control self-assessments + Support regulatory exam readiness, issue remediation, and corrective action planning ... + Review customer-facing materials- marketing, letters, disclosures, digital journeys, etc. ** Regulatory Change Management :** + Executing impact assessments for … more
- Truist (Raleigh, NC)
- …and document remediation. 7. Support the business for all audit and regulatory exam engagements. 8. Communicate with assigned business unit's leadership ... risks within their oversight portfolio, and also contributes to effective risk management for Enterprise Technology and Truist Bank. This position will… more
- Wells Fargo (Charlotte, NC)
- …customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or ... + Knowledge and understanding of retail compliance controls, risk management , and loss prevention + Ability to follow policies,...products + Ability to educate and connect customer to technology and share the value of mobile banking options… more
- City National Bank (Charlotte, NC)
- …risk reporting and metrics to support all FLoD IT Risk routines, including regulatory oversight, issues management , risk advisory updates, escalations of past ... information funnel, filter, and facilitator in support for Senior Management as needed and deal with the day to...Federal Reserve Board (FRB etc.) * Deep understanding of regulatory requirements and/or industry standards for exam … more
- Wells Fargo (Arden, NC)
- …peers in Business Banking Advisory Services, Mortgage and Wealth and Investment Management to best meet the previously identified needs and goals, consistent with ... business + Knowledge and understanding of Branch Banking compliance controls, risk management , and loss prevention + Ability to follow policies, procedures, and… more
- Wells Fargo (Charlotte, NC)
- …business operations to technology + Knowledge and understanding of credit risk management + Strong risk management and compliance skills + FINRA registration ... Wealth & Investment Management (WIM) is one of the United States'...and engage teams + Experience collaborating with product and technology teams to ensure solutions meet business objectives +… more
- Bank of America (Charlotte, NC)
- …metrics when required. + Assist with timely coordination and response to Audit, Exam , and Regulatory requests. + Identify process improvements based on program ... client relationships and portfolios of work, and communicating key technology strategies to stakeholders. Job expectations include escalating complex service… more
- UNC Health Care (Goldsboro, NC)
- …variety of procedures for obtaining a diagnosis using ultrasound technology . The Ultrasound Technologist independently performs diagnostic ultrasound exams ... on images, enters correct patient charges by end of shift. 6. Summarizes exam findings on a report worksheet. Communicates impression to the radiologist at… more