- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... in reshaping compliance structures and processes, driving innovation at every level....structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be… more
- TD Bank (New York, NY)
- …expert guidance on function/business/product regulations on a real-time basis to manage compliance risk . + Provides day-to-day strategic advice and guidance to ... appetite statement and limits. Communicates the Bank's risk culture and risk appetite statement throughout the Investment Banking Compliance team. Champions… more
- Citigroup (New York, NY)
- …Management, Operations, Technology , Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the assigned ... Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- American Express (New York, NY)
- …for the company's enterprise-wide AML function. GFCC is part of the broader Global Risk & Compliance organization. The GFCC Risk Management Office within ... systems. + Engage with GFCC Reporting, GRC Product and Technology teams, as well as first and second line...+ Approximately three years of experience in Financial Crimes Compliance , Risk Management, and / or general… more
- TD Bank (New York, NY)
- …against industry practices. + With Risk , ensure that the Bank operates within the compliance risk appetite and that operational risk from a Compliance ... the Head of Surveillance Initiatives and Portfolio Management, DDI, technology and key stakeholders (eg, Communications Surveillance Leads, and..."tone at the top" in support of a strong risk & compliance culture within Compliance… more
- American Express (New York, NY)
- …an impact in this role?** We are seeking an experienced and strategic Director, Compliance to lead compliance risk identification, management, and mitigation ... and mitigation strategies + Support the execution of business-level compliance risk assessments and control self-assessments +...law, or a related field + Experience working with compliance technology tools and issue management systems… more
- Wells Fargo (New York, NY)
- …including CI/CD automation and cloud deployment strategies + Lead team to ensure compliance and risk management requirements for supported area are met and ... seeking a Lead Java Developer to join the Spread Technology team in Fixed Income, supporting asset classes such...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Citizens (New York, NY)
- …a Privacy Risk Professional to support our enterprise privacy and compliance efforts. In this role, you'll help identify, assess, and manage privacy risks ... have the opportunity to implement Privacy by Design (PbD) practices, privacy compliance , data protection, and/or risk requirements across the organization.… more
- Amentum (Albany, NY)
- **Amentum seeks an ISO 27001 Compliance Engineer** Amentum is a global leader in advanced engineering and innovative technology solutions, trusted by the United ... in approximately 80 countries across all 7 continents. The **ISO 27001 Compliance Engineer** is a remote-telework position that supports our ISO 27001 adherence… more