- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- MUFG (New York, NY)
- …operations, operational risk management, compliance , audit, and third-party risk management within technology and or information security), or a ... the ability to multitask across a varied workload + Knowledge of information technology risk and process frameworks, including National Institute of Standards… more
- Wells Fargo (New York, NY)
- …approach for CVA. The opportunity will collaborate with front office trading, risk oversight, technology , and model governance functions ensuring requirements ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- S&P Global (New York, NY)
- …with Digital Solutions, including Service Level Agreements. + Oversee the Affiliate Risk Assessment, including the Vendor Compliance Controls Assessment and ... the Ratings division is dedicated to ensuring operational excellence and robust risk management. We pride ourselves on our collaborative culture, where innovation… more
- Wells Fargo (New York, NY)
- …analyze the decision process for customer accounts and evaluate the profitability and risk of designated portfolio + Verify compliance and report identified ... Excel, and Outlook) skills + Knowledge and understanding of business banking compliance controls, risk management, and loss prevention **Job expectations:** +… more
- Wells Fargo (New York, NY)
- …direction from a manager and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported area + ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (New York, NY)
- …of technology portfolio strategy and planning, linking business operations to technology + Knowledge and understanding of credit risk management + Strong ... and engage teams + Experience collaborating with product and technology teams to ensure solutions meet business objectives +... risk management and compliance skills + FINRA registration including Series 7 and… more
- Wells Fargo (New York, NY)
- …escalated platform issues of a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported area are met and ... working with derivatives and securities products in any of the following areas: technology , finance, regulatory reporting, risk , middle office or operations + 5+… more