- Citigroup (Getzville, NY)
- …team, which is responsible for executing daily controls to mitigate the inherent risk of non- compliance with the SEC's Client Asset Protection rule (15c3-3), ... Prime Finance traders), Markets Operations (NY/NJ), Financial Controllers (NY), Technology , Prime Legal, Compliance (NY/NJ), Compliance...this regulation to ensure client positions are not at risk of being utilized. + Monitor and manage key… more
- City of New York (New York, NY)
- …will also track team tasks and productivity, manage DDC's cost estimating and risk management databases, and provide guidance based on analysis of cost trends and ... patterns. Duties also include monitoring compliance with cost control policies and procedures, leading project controls efforts in cost and risk management,… more
- Coinbase (Albany, NY)
- …local regulatory and business needs * Develop and maintain security policies, risk management frameworks, and compliance documentation aligned with industry best ... who believes in the power of crypto and blockchain technology to update the financial system. We want someone...controls to protect critical business assets and meet regulatory compliance requirements * Lead engineering build activities for custom… more
- Ready Computing LLC (New York, NY)
- …detailed status updates and performance reporting tailored to executive stakeholders. ** Risk Management & Compliance ** + Identifies, assesses, and mitigates ... help organizations across healthcare, supply chain, finance, and manufacturing optimize their technology and data strategies. With offices in the US, UK, and Canada,… more
- JPMorgan Chase (New York, NY)
- …the DR Group will require interface with key partner constituencies, in particular risk , compliance , legal, and other internal control functions, as you ... Equities trading, Operations, and Custody product * Experience in managing response to risk and/or compliance demands/requests * DR knowledge/experience a plus *… more
- Citizens (New York, NY)
- …role where your expertise will directly influence enterprise-wide initiatives, regulatory compliance , and risk mitigation strategies. Key Responsibilities + ... negotiate complex agreements, including data processing agreements, vendor contracts, and technology transactions. + Risk Management: Identify legal risks and… more
- Bowery Residents Committee (Manhattan, NY)
- …implement a comprehensive facilities management strategy to ensure optimal functionality and compliance with all local, state, and federal regulations. + Oversee and ... policy provide housing and services in a dignified environment while ensuring compliance with building codes, health and safety standards, and other regulatory… more
- Santander US (Brooklyn, NY)
- …cash drawer balances. + Adhere to all bank policies and procedures, including compliance and risk management protocols to prevent fraudulent situations. + ... transactions. You provide exceptional customer service, resolve concerns, minimize risk , defend against fraud, refer product solutions, and escalate complex… more
- Mizuho Corporate Bank (New York, NY)
- …the financial services industry, including audit, financial, IT infrastructure and cybersecurity, risk management, or technology functions. Possesses at least 3 ... practices and techniques, the concepts of risk , risk management, internal control and compliance , and the ability to effectively and consistently apply such… more
- Zurich NA (Syracuse, NY)
- …customer advocate with a focus on improving the customer experience by understanding their risk and offering the best end to end solution for their insurance needs. ... + Using a disciplined approach to exposure evaluation, risk assessment,and pricing + Using risk insights,...location, role, skill set, and level of experience. In compliance with local laws, Zurich commits to providing a… more