- JPMorgan Chase (Brooklyn, NY)
- … identification, mitigation and management. You will provide SME support to the Chief Risk Officer for the Chief Investment Office, Global Treasury and Corporate ... strong communication and collaboration skills, will be essential to support the Risk Management and Compliance (RM&C) strategic objectives while maintaining… more
- Mastercard (Harrison, NY)
- …in the Strategy and Risk team within the office of the Chief People Officer . The Strategy and Risk team supports the development and enablement of the Global ... with leaders from across the function * Drive governance and standards around key risk and compliance areas such as incident tracking and reporting, and… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... and regulations, and ensuring effective controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures,… more
- Coinbase (Albany, NY)
- …* Ability to motivate a range of senior stakeholders including Chief Financial Officer , Chief Compliance Officer , Business Operations, Customer Experience, ... who believes in the power of crypto and blockchain technology to update the financial system. We want someone...and alignment. Attendance is expected and fully supported. Our Risk team is at the center of making Coinbase… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk . + Champions a high-performance ... Associate Director (Vice President) Risk Solutions Group, Global Banking & Markets **Requisition...Side Group. A VP in DPG is a Coverage Officer responsible for primary client coverage, marketing, structuring, and… more
- TD Bank (New York, NY)
- …analysis on regulatory/ compliance / technology issues. Position will support the Chief Compliance Officer (CCO) in ensuring the Bank's compliance with ... more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core ...are considered within the Business and assist in implementing compliance initiatives to help manage regulatory risk .… more
- NYU Rory Meyers College of Nursing (Brooklyn, NY)
- …- Financial operations including budgeting, forecasting, and resource allocation. - Compliance and risk management for operational, financial, and research ... Position Summary The Chief Business Officer (CBO) for the Tandon School of Engineering...a collaborative leadership style. Knowledge of sponsored research administration, compliance requirements, and risk management frameworks. Additional… more
- Rockefeller University (New York, NY)
- Organization Overview Information Technology (IT) aims to provide information resources and services to accelerate and support scientific research and administrative ... use by the department, representing a major cultural transition. The Information Technology Department works within the Office of the CIO, which oversees additional… more
- TD Bank (New York, NY)
- …or regulator is preferred + Relevant professional designations such as FINRA Certified Compliance Officer Program + Basic knowledge of Equities, Fixed Income and ... including the front office teams as well as the support functions including Technology and Operations + Build relationships with Compliance Advisory team by… more
- NYSERDA (Albany, NY)
- …issuances and retail financing programs supported by state revolving funds. + Risk Management and Controls, including financial regulatory compliance , insurance, ... to benefit equitably in the clean energy transition. Job Overview The Chief Financial Officer (CFO) helps deliver on NYSERDA's mission and achieve New York goals in… more