- American Express (New York, NY)
- …for overseeing a portfolio with exposure of over $5 Billion. You will be a Risk Officer on the front line, protecting our merchant business P&L from loss, ... structure that ensures operational risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting.… more
- MTA (Jamaica, NY)
- …are implemented fully and timely while maintaining transparency. Assist the Agency Compliance Officer with planning, directing, and administering the operations ... of the MTA Ethics, Risk , and Compliance Program. Identify and assess...implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee meetings… more
- YAI (Manhattan, NY)
- …Workday account. (http://wd5.myworkday.com/wday/authgwy/yai/login.htmld?) Under direction of the Chief Administrative Officer , the Head of Technology designs and ... champions a thoughtful, comprehensive and multifaceted Information Technology (IT) strategy for YAI and its affiliates (the "YAI Network"), to support its mission… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management ... other ICRM teams and global functions, including Legal, Risk , Operations and Technology , and Finance to prevent and detect non- compliance issues and promote… more
- NBC Universal (New York, NY)
- …and a collaborative mindset. This position reports to the SVP, Chief Compliance Officer . Responsibilities: + Provide practical legal and regulatory advice ... for relevant business units to identify potential areas of compliance risk ; develop and implement risk...crimes practice area. + Proficiency in leveraging data and technology to inform compliance strategy and decision… more
- SUNY Suffolk County Community College (Selden, NY)
- …to handle inquiries regarding the College's non-discrimination polices: Civil Rights Compliance Officers Christina Vargas Chief Diversity Officer /Title IX ... TITLE: Specialist - System Administrator - Office of Information Technology Services CAMPUS: Ammerman Campus in Selden TYPE OF...across the organization + Participate in regular security and compliance audits related to system access + Develop and… more
- TD Bank (New York, NY)
- …including the front office teams as well as the support functions including Technology and Operations * Build relationships with Compliance Advisory team by ... to regulatory/ compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk ....**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- Principal Financial Group (New York, NY)
- **What You'll Do** The AVP - Global Head of Investment Management Technology will be accountable for shaping and driving a forward-looking global technology ... agility, and innovation in close partnership with the Chief Information Officer , investment and operations professionals, and business stakeholders. This leader will… more
- NBC Universal (New York, NY)
- …skilled at driving projects forward. This position reports to the SVP, Chief Compliance Officer . Responsibilities: + Provide operational support to legal counsel ... key compliance program areas, including policy development, training implementation, risk assessments, and third-party due diligence. + Manage and support … more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more