- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Scotiabank (New York, NY)
- …Stays informed of relevant business risks and controls. Effectively conveys risk -related information to Officer -in-Charge. + Maintains stakeholder relationships ... objective assurance over the design and operations of the Bank's internal controls, risk management and governance processes. We are professionals who thrive in a… more
- WTW (New York, NY)
- **Description** **The Role** **Principal Accountabilities** : Driving Privacy Compliance and Strategy **,** Reporting to the Global Head of Privacy Legal and Deputy ... Global Privacy Officer , the Americas Lead Privacy Counsel is a key...Legal and Regulatory Function in establishing and maintaining privacy compliance standards and WTW's global privacy program for the… more
- Citigroup (New York, NY)
- …preferred. + **Experience** : Minimum of 10 years of experience in governance, risk , and compliance roles, with a significant portion dedicated to managing ... capabilities, and a proven track record managing complex, large-scale technology implementations. This role requires comfort interacting with senior leadership… more
- Intertek (Cortland, NY)
- …business goals. The Manager, Export Control will also serve as the primary Export Compliance Officer and Empowered Official to engage with various US Agencies in ... understand export impacts to business needs, assessing sales opportunities via pre-quotation Risk Assessment Form (RAF) Review to ensure compliance with export… more
- JPMorgan Chase (New York, NY)
- …operations, operational risk management, business controls, sales, trading, audit, technology , business management, or compliance in a sophisticated global ... both the Commercial & Investment Bank (CIB) Chief Financial Officer and the Oversight and Control Office. Our team...of financial services experience in controls, audit, quality assurance, risk management, or compliance preferred. + Proficient… more
- New York State Civil Service (Albany, NY)
- …Certified Public Accountant (CPA) * Experience with both audit management and Governance, Risk , and Compliance (GRC) software tools. * Experience in the ... NY HELP No Agency Information Technology Services, Office of Title Director Internal Audit,...Duties Description Under the direction of the Chief Information Officer and Administrative Supervisor, the Director of Internal Audit… more
- Citigroup (New York, NY)
- Join a thriving team of 1st Line of Defense Credit Officer as senior underwriter. 1st LOD Credit Office spans various products including subscription call ... properties for Citigroup. **Responsibilities:** + Lead and Manage Private Equity transactions risk across the Private and Investment Bank. + Create written and oral… more
- Heritage Financial Credit Union (Middletown, NY)
- … compliance training, and technical skill-building programs. + Leverage technology , data, and modern learning methodologies (eg, microlearning, blended learning, ... to ensure excellence in every interaction. + Collaborate with Risk / Compliance to design and guide in the...knowledge of Bank Secrecy Act (BSA) requirements and related compliance obligations, collaborating with the designated BSA Officer… more
- Marex (New York, NY)
- …over 2,300 dedicated people enabling access to exchanges and technology -powered services. For more information visit www.marex.com (http://www.marex.com/) Purpose of ... teams and divisions provides its customers with clear advantage, and its technology -led service provides access to all major exchanges, order-flow management via… more