- Google (New York, NY)
- …experience. + 1 year of program management experience. + Experience in technology risk , compliance, audit, and controls governance, including Sarbanes Oxley. ... Program Manager I, Controls Governance, Chief Information Security Officer _corporate_fare_ Google _place_ New York, NY, USA...of IT risk , its relationship to business risk , and the ability to evaluate control … more
- SMBC (New York, NY)
- …(SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit, and Technology . The Regulatory Governance team collaborates ... Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee Compliance (ie,… more
- Bank of America (New York, NY)
- GFX Sr. Business Financial Control Product Associate (CFO) New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/GFX-Sr-Business-Financial- Control -Product-Associate--CFO-\_25041091-2) **Job Description:** At Bank of America, we are… more
- Bloomberg (New York, NY)
- …DORA and AI, to identify and develop an appropriate compliance framework. + Collaborate with Risk & Control Managers to ensure alignment with enterprise risk ... Compliance Officer - Data, Research and Analytics Location New...Analytics Location New York Business Area Legal, Compliance, and Risk Ref # 10047120 **Description & Requirements** The energy… more
- Bloomberg (New York, NY)
- Data Compliance Officer - 12 Month contract Location New York Business Area Legal, Compliance, and Risk Ref # 10047603 **Description & Requirements** The energy ... else. It's up to you to make it happen. Bloomberg's Legal, Compliance & Risk Department plays a critical role in supporting our businesses and operations around the… more
- TD Bank (New York, NY)
- …all required job specific, compliance-related training + Understands, utilizes and follows Compliance/ Risk and control programs + Consults with all risk ... Business:** Personal & Commercial Banking **Job Description:** The Sr. Commercial Loan Officer combines an external sales role focusing on growing a Commercial… more
- M&T Bank (Tarrytown, NY)
- …defense (1LoD), adhering to the necessary controls, to mitigate unnecessary exposure to risk . Works as part of the account relationship team/deal team with the ... within established deadlines. Submits competed Commercial Closing Checklist to Senior Closing Officer for review and to obtain 'Clear to Close'. + Follows up… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This ... alignment with regulatory expectations and business needs. + Partner with technology teams and project management, and business stakeholders to define system… more
- Citigroup (Queens, NY)
- …educate clients on all service and digital channels and leverage technology / marketing tools available to uncover opportunities, and present product offers/financial ... comply with Citibank policies, standards and procedures + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more
- City of New York (New York, NY)
- …Chief Operating Officer . Audit Services plays a leading role in risk based assessments of the Department's operational efficiencies, control effectiveness ... - Plan and execute advisory, assessment and audit projects using information technology (IT) Governance, Risk and Compliance (GRC) best practices, methodologies… more