- Scotiabank (New York, NY)
- …with the requirements of US compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 -...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- Citigroup (New York, NY)
- …development and execution of financial objectives related to revenues, expenses, capital, and risk . They are a key member of their respective business / function ... and external stakeholders including EMT members, regulators, Investor Relations, Treasury, Risk , Legal and other functions while leading delivery of capital, … more
- Citigroup (New York, NY)
- …execution of financial objectives related to the P&L, balance sheet, expenses, capital, and risk . The LFO is a key member of the Private Bank business management ... including Executive Management Team members, regulators, Investor Relations, Treasury, Risk , Legal and other functions while leading delivery of capital,… more
- American Express (New York, NY)
- …within the Global Risk and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security ... Risk , Business Disruption, Technology Risk ,...the banking/financial services industry including policy & procedure development, risk appetite, risk control self-assessment… more
- American Express (New York, NY)
- …management (Second Line) organization within American Express and is headed by the Chief Risk Officer (CRO). GRC provides oversight as well as governance of ... Director is a leadership position within GRC's Cybersecurity, Technology , and Resiliency Risk Oversight (CTRRO) team....present an effective credible challenge + Identify issues for control failures or gaps and execute issue management until… more
- American Express (New York, NY)
- …within the Global Risk and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security ... Risk , Business Disruption, Technology Risk ,...the banking/financial services industry including policy & procedure development, risk appetite, risk control self-assessment… more
- American Express (New York, NY)
- …for overseeing a portfolio with exposure of over $5 Billion. You will be a Risk Officer on the front line, protecting our merchant business P&L from loss, ... + Liaise with Business Unit (BU) process owners and Technology application owners to design and implement controls, and...implement controls, and provide broader input on areas of risk + Perform thematic analyses from previous control… more
- Citigroup (New York, NY)
- …group is headed by the Head of ERM who reports directly to the Citigroup Chief Risk Officer (CRO). **Job Description** The Head of AI and Digital Assets Risk ... assessments, audits, and regulatory exams as the AI/DA risk SME. 7. Partner with key stakeholders ( Technology...issues. + Familiarity with banking regulations, products, processes, and risk control . + Deep understanding of the… more
- American Express (New York, NY)
- …This inventory is leveraged by various enterprise programs, including the 2LOD Risk & Control Self-Assessment (RCSA) framework. This role is instrumental ... Qualifications:** + Experience in developing and implementing product inventory. + Experience in a risk / control role within a GSIB or top 10 Category I/II bank.… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This ... alignment with regulatory expectations and business needs. + Partner with technology teams and project management, and business stakeholders to define system… more