- Scotiabank (New York, NY)
- …Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development ... reviews based upon the regulatory requirements, processes, policies, procedures to assess controls within the first and second lines of defense. + Understand the… more
- M&T Bank (Amherst, NY)
- …the business line the position supports. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the ... teams, 3rd party vendors, other lines of business, and technology . Additional duties could include: + Identify areas of...Company's Risk Appetite. + Identify risk -related issues needing escalation to management. + Maintain M&T… more
- M&T Bank (Buffalo, NY)
- …assigned Treasury Management Services team(s). + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with ... the Company's Risk Appetite. Identify risk -related issues needing escalation to management. + Promote an...reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- M&T Bank (Amherst, NY)
- …for assigned Treasury Operations team(s). + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the ... Company's Risk Appetite. Identify risk -related issues needing escalation to management. + Maintain M&T internal control standards, including timely… more
- M&T Bank (Williamsville, NY)
- …current and future organizational goals. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... communicating and collaborating with HR and other internal partners ( Technology , Finance, etc.) on business initiatives to drive value...Company's Risk Appetite. Identify risk -related issues needing escalation to management. + Promote an… more
- City of New York (New York, NY)
- …& Operations JOB TITLE: One (1) Assistant Director of Management and Operations CONTROL CODE: MOT-24-01 Summary: The Mayor's Office of Management and Budget (OMB) is ... Monitoring adherence to policies and driving a culture of compliance. - Risk Management: Identifying operational risks and implementing risk management… more
- Broadview FCU (Albany, NY)
- …Audit Management, the Senior Auditor is responsible for the timely execution of risk -based internal audits in accordance with the annual audit plan, as well as ... operating policies and procedures are adequate to measure and control the economical and efficient use of resources. +...credit union. + Examines information system and security related controls . + Assists the Director in the preparation of… more
- Scotiabank (New York, NY)
- …Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development ... Drive revenue and trading volumes through interactions with our clients and prudent risk taking. + Support CLO and TRS businesses by providing liquidity to internal… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and conduct risk ... , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more
- Marex (New York, NY)
- …over 2,300 dedicated people enabling access to exchanges and technology -powered services. For more information visit www.marex.com (http://www.marex.com/) Purpose of ... MDP and MSP Compliance programs may include assisting with the design of controls and tests, development of supervisory MI, implementing regulatory change events and… more