- Guardian Life (New York, NY)
- …a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control , compliance, and governance processes. Under ... In this role, you will evaluate the design and operating effectiveness of controls and make recommendations to improve the control environment. **You are**… more
- TD Bank (New York, NY)
- …well-informed decisions; develop and maintain contacts with market participants + Demonstrates governance , control , and risk management behaviors in ... a strong demonstrated background in Aerospace & Defense and/or Technology to join our Equity Research team in New...enterprise and/or regulatory requirements + Maintains a culture of risk management and control , supported by effective… more
- SMBC (White Plains, NY)
- …and (ii) conduct regular continuous monitoring activities covering IT infrastructure and technology related risks and related processes and controls within a ... control functions including legal, compliance, data security and risk management to promote front-to-back collaboration across risk...500, FFIEC, etc ) * Knowledge of audit techniques, risk and internal controls assessment, and workpaper… more
- HSBC (Buffalo, NY)
- …as working closely with partners in the People Function, Procurement, Finance, Risk , Compliance and Group Transformation. As the Technology Operations Manager, ... for a senior audience + An understanding of Cybersecurity together with a broad technology and risk management experience. This includes but is not limited to… more
- TD Bank (New York, NY)
- …plans in alignment with applicable policies and regulatory guidelines for TD Bank's Governance , Risk & Oversight Functions. The US Consumer Compliance team is ... **Preferred Qualifications:** + Banking industry audit experience with focus on Governance , Risk & Oversight Function preferred + Relevant professional… more
- New York Power Authority (White Plains, NY)
- …systemic and disciplined approach to evaluate and improve the effectiveness of NYPA's governance , risk management, and internal controls . This includes audit ... + Evaluate key risks and internal controls , develop and/or review audit programs/ risk & control matrices, benchmark financial and operational processes and … more
- TD Bank (New York, NY)
- … controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise initiatives helping to ... exist + Supports the execution of remediation plans to address performance/ risk / governance issues + Actively manages relationships within and across… more
- M&T Bank (Buffalo, NY)
- …performance management and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with ... the Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing basis. Identify risk -related… more
- Guardian Life (New York, NY)
- …internal policies, external regulations, and industry standards.** **Implement effective risk mitigation and quality control measures throughout compensation ... **The Head of Incentive Compensation Technology ** **i** **s a newly envisioned leadership role...resistance and champion a culture of change and adaptability.** ** Governance & Compliance** **Oversee governance processes to… more
- Wells Fargo (New York, NY)
- …with OCC, FRB, NFA, and Wells Fargo's risk frameworks. + Champion robust controls and governance across product development processes. + Work within an Agile ... objectives. + Facilitate frequent collaboration between Lines of Businesses, Product, Technology , COO, Control , Compliance and other partner teams throughout… more