- TD Bank (New York, NY)
- …applicable regulatory guidelines is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit) ... and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First...Desk Heads / Supervisors. + Understanding of key non-financial risk (eg, market, credit, operational) concepts, controls … more
- Scotiabank (New York, NY)
- … AML audits to assess the design and operating effectiveness of internal controls relating to risk monitoring, challenge, and reporting activities within the ... Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development… more
- HSBC (New York, NY)
- …both Cybersecurity and Technology , occasionally outside of your primary remit + Lead , manage, invest in, recruit and inspire a team of highly skilled and ... role reports directly into the Global Head of Cyber Technology & Engineering. As our Global Head of Cryptographic...trade-offs + Knowledge and exposure of the application of Risk and Control Management and associated frameworks,… more
- TD Bank (New York, NY)
- …communications to management or broader audiences + Maintains a culture of risk management and control , supported by effective processes in alignment ... as we place a focus on people, processes, and controls . To achieve this, we need great people that...innovative business services, data models, and best in class technology infrastructures that support over $5 Trillion (and rapidly… more
- Bank of America (New York, NY)
- …the control environment + Assesses impacts to business processes, controls , and strategies to provide recommendations on severity ratings + Provides input ... 5-7 years of internal audit or front office business control or compliance or risk management experience...Knowledge of banking products and processes + Familiar with risk and controls in the business mentioned… more
- M&T Bank (Buffalo, NY)
- …issues with digital products or services. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the ... Company's Risk Appetite. Design, implement, maintain and enhance internal controls to mitigate risk on an ongoing basis. Identify risk -related issues… more
- Amazon (New York, NY)
- …requirements using cloud native technology , while adopting scalable security and risk control measures across their infrastructure. Are you excited by the ... well as risk management methodologies. Responsibilities include: - Expertise - Lead teams to help partners and customers understand the opportunities for cloud … more
- KeyBank (NY)
- …sufficiently address findings/issues to prevent ongoing systemic issues. + Participate in or lead various projects related to mitigating risk to Key. **REQUIRED ... Fair and Responsible Banking ("FARB") Analytics team within Compliance Risk Management ("CRM"). As part of Key's second line...lead the conversation with partners in the business, technology , etc.; Sought out to by business partners and… more
- Google (New York, NY)
- …audits and controls governance. + Experience with compliance such as technology risk , regulatory and non-regulatory framework (eg, NIST, ISO, PCI (Payment ... Card Industry) SOX (Sarbanes-Oxley Act) ITGC (Information Technology General Controls ), DSS (Data Security Standard), SOC, etc.). **Preferred qualifications:** +… more
- TD Bank (New York, NY)
- …compliance program with effective program elements that mitigate areas of compliance risk and establish sustainable controls commensurate with the risk ... compliance professionals, project managers, analysts, business and corporate function specialists, risk and control partners, and other stakeholders +… more