- Neuberger Berman (New York, NY)
- …assess the control environment, identify strengths and weaknesses of internal controls , and recommend enhancement opportunities to mitigate risk + Evaluate ... efficiency + Prepare audit deliverables including announcement memo, narratives, flow charts, risk assessments, control matrices and audit procedures + Document… more
- Central Hudson Gas & Electric Corporation (Poughkeepsie, NY)
- …processes and demonstrate advanced understanding of business processes, identity-first security, internal control risk management, IT controls , and related ... confidentiality, and business requirements + Identifies and evaluates complex business and technology risks, internal controls that mitigate risks, and related… more
- GE Vernova (Schenectady, NY)
- …Comprehensive understanding of audit methodologies, risk assessments, and internal control frameworks. Experience leveraging technology and using data to ... requirements. This position requires a seasoned professional with expertise in auditing, risk management, and internal controls , capable of leading audit teams… more
- Citigroup (Getzville, NY)
- …within the CGMI Segregation Oversight team, which is responsible for executing daily controls to mitigate the inherent risk of non-compliance with the SEC's ... & CFO) as to the strength of the internal control framework (known as the 17a-5 Annual Compliance Report)....identify challenges and issues. Support implementation of processes and controls to mitigate the risk of inaccurate… more
- SMBC (New York, NY)
- …Tokyo, and EMEA regions, working with core Finance teams and other key colleagues ( Technology , Risk , Compliance, etc.). + Support, guide, and define roles and ... * Significant knowledge of change/program management, financial operations and planning, risk and controls management, IT processes, and data management.… more
- Citigroup (New York, NY)
- …areas including: Legal, Business Management, Operations, Technology , Finance, other Control Functions, and In-Business Risk to address compliance issues ... Regulations, Management Reporting, Policy and Procedure, Program Management, Referral and Escalation, Risk Controls and Monitors, Risk Identification and… more
- Bank of America (New York, NY)
- …types across systems. - Control Framework: Design and maintain product-level controls , in partnership with Legal, Compliance, Risk , and Audit, to ensure ... Product Manager will partner closely with Legal, Compliance, Operations, Technology , Risk , and Sales teams to ensure...& Risk Balance: Balance commercial objectives with risk , control , and operational considerations to deliver… more
- GE Vernova (Schenectady, NY)
- …goals. + Understanding of audit methodologies, risk assessments, and internal control frameworks. Experience leveraging technology and using data to drive ... + Develop audit programs and testing procedures relevant to risk , process, controls , and test objectives. +... control documentation to identify potential process and control gaps. + Collaborate with the digital technology… more
- MUFG (New York, NY)
- …+ Lead risk assessments, review and challenge assessments performed by others, including risk identification, risk controls , and risk monitoring and ... being adhered to + Propose applicable updates to policies and procedures + Lead risk assessments, identify issues and/or control gaps, analyze gaps, document and… more
- TD Bank (New York, NY)
- …communications to management or broader audiences + Maintains a culture of risk management and control , supported by effective processes in alignment ... us to provide critical infrastructure services that support and/or control the trading, investment, and corporate banking functions of...the front office and other groups globally to mitigate risk and deliver world class service to our global… more