- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine… more
- American Express (New York, NY)
- …risk assessment, monitoring, issue management, and oversight of Compliance monitoring and testing . + Ensure Compliance officer standards across team in ... will lead an organization of second line of business compliance officer teams and report to the...(such as Compliance Risk Assessment and Independent Compliance Testing ). + Execute the Compliance… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... deficiencies to key stakeholders and exercise credible challenge. + Assist Compliance testing with test execution that contributes to the overall Compliance… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects...Risk Owners to assist and show coverage alongside the Compliance testing and monitoring plan coverage of… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER -CREDIT CARDS* WHAT IS THE..., and Risk Assessment team with the evaluation of compliance testing program and processes. * Performs ... Compliance Manager, Senior Compliance Officer...test results along with comparable line of business QA testing results. * Conduct meetings to discuss testing… more
- KeyBank (Buffalo, NY)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... strong focus on risks and controls. + Knowledge of internal controls, compliance testing and monitoring processes (including analytics), and applicable… more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance +… more
- Bloomberg (New York, NY)
- Compliance - US Bank Secrecy Act (BSA) Officer - New York Location New York Business Area Legal, Compliance , and Risk Ref # 10047869 **Description & ... compliance programs for the Americas. The BSA AML Officer will be responsible for ensuring compliance ...Serve as the lead for AML audit and independent testing efforts across the Americas, ensuring findings are addressed… more
- ManpowerGroup (New York, NY)
- **Jefferson Wells has a long-term contract opportunity for a Fractional Compliance Officer ** **Position Type:** Part-Time / Contract **Location:** NYC **Reports ... **Rate** W2 65- 75 hr **Position Summary:** The Fractional Compliance Officer serves as a strategic advisor...of Conduct and Conflict of Interest disclosures + Onboarding compliance for staff and directors + IT-related testing… more
- Bloomberg (New York, NY)
- Data Compliance Officer - 12 Month contract Location New York Business Area Legal, Compliance , and Risk Ref # 10047603 **Description & Requirements** The ... potential gaps and issues and maintain organized records of compliance documentation; * Contribute to testing and...records of compliance documentation; * Contribute to testing and audit preparation, and external assessments to maintain… more