- Fifth Third Bank, NA (New York, NY)
- …manager for the sector and team on multiple transactions at any one time + Securities Industry Essentials (SIE), Series 7/79/63 license required. VP/Director, ... Asset Backed Finance - Consumer Compensation for this position is largely incentive-based. Incentives are combined with either a base salary or a draw, resulting in total cash compensation. More information can be obtained upon request. LOCATION -- Charlotte,… more
- Citigroup (New York, NY)
- …skills and interpersonal relationships with ability to influence. + Required: US FINRA Registration: SIE; Series 7; Series 63 + Series 65 (or Series ... Series 9 + Series 10 (or Series 24, Series 4, and Series...Family Group:** Private Client Coverage **Job Family:** Franchise Management ** Time Type:** Full time **Primary Location:** New… more
- JPMorgan Chase (New York, NY)
- …of developing and coaching high performing Advisor team + Ability to travel 50% of the time + A valid and active FINRA Series 7, 66 (or equivalent) is required ... + A valid and active FINRA Series 9/10 (or equivalent) is required and must be obtained or retained within a 60 day condition of employment + Proven ability to… more
- Bank of America (New York, NY)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent...making sound decisions with courage and conviction + Strong time management and organization skills with the ability to… more
- Bank of America (New York, NY)
- …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent...role. These expectations are subject to change at any time and at the sole discretion of the Company.… more
- Wells Fargo (Shrub Oak, NY)
- …**In this role you will:** + Employees who are not fully licensed at the time of hire will participate in the Branch Banking Licensed Banker licensing program as a ... Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to qualify… more
- Citigroup (New York, NY)
- …or may not report directly to this role, however, this role will coordinate time , effort and collaboration with sales teams and leadership). + Partners with National ... and written communication skills + Required US FINRA: SIE, Series 7, Series 63 (or Series...Family Group:** Private Client Coverage **Job Family:** Client Services ** Time Type:** Full time **Primary Location:** New… more
- Bank of America (Hewlett, NY)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, ... appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66 licenses (63...lieu of 66) though structured lessons and dedicated study time . You must obtain your SIE within 30 days… more
- Bank of America (Flushing, NY)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, ... appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66 licenses (63...lieu of 66) though structured lessons and dedicated study time . You must obtain your SIE within 30 days… more
- Bank of America (Rochester, NY)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, ... appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66 licenses (63...lieu of 66) though structured lessons and dedicated study time . You must obtain your SIE within 30 days… more
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