- JPMorgan Chase (New York, NY)
- …the workings of our internal teams, eg, deal team leads, credit, legal, compliance and business management, relating to credit decisioning, product set up and ... with various internal, cross regional teams such as Banking, Trade Finance, Credit, Legal and other functions to ensure...3+ years' experience in Commercial banking, sales, operations, with Trade Finance / Letter of Credit experience + Proven… more
- Marex (New York, NY)
- …of Fixed Income Prime Brokerage activities - customer cash projections, settlements, trade processing, and setup. + Worth with onboarding and trading on setting ... trading to resolve settlement and corporate action related breaks. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC… more
- NY CREATES (Albany, NY)
- …This role ensures that all systems operate safely, efficiently, and in compliance with regulatory and quality standards. Job responsibilities include but are not ... with engineering, operations, and environmental health and safety teams to maintain compliance and support facility initiatives. + Maintain inventory of spare parts… more
- Oracle (Albany, NY)
- …**specific ownership of OHRM (Oracle Health Release Management) components and Security/ Compliance execution** , partnering closely with the Senior Director leading ... authority - working across engineering pillars, Release Management, Security, Privacy, Compliance , Legal, LCM, QE, and Architecture - to deliver repeatable,… more
- JPMorgan Chase (New York, NY)
- …guidance and oversight to ensure JP Morgan maintains high standards of regulatory compliance . By joining our collaborative team, you will gain broad exposure across ... compliance domains while working with diverse stakeholders including trading...57, Series 63, Series 24 + Basic understanding of trade -life cycle, equity & markets + Prior front office… more
- Bloomberg (New York, NY)
- …(6 Month Contract) - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10046416 **Description & Requirements** The energy of a ... risks related to information security, privacy, resiliency, concentration, regulatory compliance , subcontracting, location / geography, among others. + Maintain the… more
- City of New York (New York, NY)
- …of the Office of Audit and Quality Assurance (OAQA), Office of Compliance and Support (OCS), Investigation, Revenue and Enforcement Administration (IREA), Office of ... of Internal & Contracted Audits (BICA) to monitor agency compliance with various laws, regulations and internal procedures. This...planning for all three divisions. Work location: 4 World Trade Center Work schedule: Monday to Friday 9 AM… more
- Scotiabank (New York, NY)
- …presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking & ... - Liquidity Reporting & Analytics team for Scotiabank to ensure regulatory compliance , prepare and enhance liquidity reporting & analytics, achieve data integrity,… more
- Citigroup (Getzville, NY)
- …help preventing end-of-day credit limit breaches and proactively facilitating intraday pre- trade approvals and limit excess repair and minimizing disruption to ... a solution to allow the customer to continue to trade within risk appetite or stop trading. + Undertake...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- New York State Civil Service (East Islip, NY)
- …out projects, including preparing materials lists and placing orders in compliance with NYS purchasing guidelines.* Conduct inspections of facilities/equipment and ... in the maintenance of plumbing and heating systems, including any specialized trade machinery, equipment and/or materials.* Adhere to the agency's Code of Conduct… more